Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2024-10-24 00:00:00 ET · period of report 2024-10-23 · accession 0001127602-24-025938 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-10-24 | 2024-10-23+ | NIC | Hutjens Brad Vincent | EVP - CCO - Nicolet Natl Bank | M - OptEx | $48.85 | +7,861 | 34.3K | +30% | +$384.0K |
| DM | 2024-10-24 | 2024-10-23+ | NIC | Hutjens Brad Vincent | EVP - CCO - Nicolet Natl Bank | S - Sale+OE | $102.28 | -7,861 | 30.0K | -21% | -$804.0K |
| DM | 2024-10-24 | 2024-10-23+ | NIC | Hutjens Brad Vincent | EVP - CCO - Nicolet Natl Bank | M - OptEx | $0.00 | -7,861 | 46.1K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-23 | M | A | 200 | $48.85 | 26,874 | D | — | — | |
| 2 | Common | Common Stock | 2024-10-24 | M | A | 7,661 | $48.85 | 34,335 | D | — | — | |
| 3 | Common | Common Stock | 2024-10-23 | S | D | 200 | $101.85 | 26,674 | D | — | — | |
| 4 | Common | Common Stock | 2024-10-24 | S | D | 3,361 | $102.85 | 26,674 | D | — | — | (F1) Includes 32 additional shares acquired under the Employee Stock Purchase Plan since Mr. Hutjens last Form 4 filing on July 22, 2024. Mr. Hutjens owns a total of 732 shares in the Employee Stock Purchase Plan as of the date of this report. |
| 5 | Common | Common Stock | 2024-10-24 | S | D | 4,300 | $101.85 | 30,035 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2024-10-23 | M | D | 200 | $0.00 | 53,800 | D | $48.85 · — to 2027-05-16 | 200 Common Stock | (F2) The nonqualified options vest in five annual installments of 10,800 shares annually on May 16 of each year, beginning on May 16, 2018 and fully vest on May 16, 2022. |
| 7 | Derivative | Stock Option (Right to Buy) | 2024-10-24 | M | D | 7,661 | $0.00 | 46,139 | D | $48.85 · — to 2027-05-16 | 7,661 Common Stock | (F2) The nonqualified options vest in five annual installments of 10,800 shares annually on May 16 of each year, beginning on May 16, 2018 and fully vest on May 16, 2022. |