Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2024-10-29 00:00:00 ET · period of report 2024-10-28 · accession 0001127602-24-026040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-29 | 2024-10-28 | TMP | Kershaw David | SVP, PAO | F - Tax | $60.75 | -1,103 | 3,921 | -22% | -$67.0K |
| D | 2024-10-29 | 2024-10-28 | TMP | Kershaw David | SVP, PAO | M - OptEx | $49.22 | +1,255 | 5,024 | +33% | +$61.8K |
| D | 2024-10-29 | 2024-10-28 | TMP | Kershaw David | SVP, PAO | M - OptEx | $0.00 | -1,255 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-10-28 | F | D | 1,103 | $60.75 | 3,920.56 | D | — | — | (F1) Shares withheld for Option cost and taxes. |
| 2 | Common | Common Stock | 2024-10-28 | M | A | 1,255 | $49.22 | 5,023.56 | D | — | — | |
| 3 | Derivative | Stock Appreciation Rights (SAR) | 2024-10-28 | M | D | 1,255 | $0.00 | 0 | D | $49.22 · — to 2024-11-21 | 1,255 Common Stock | (F2) Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |