Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2024-11-04 00:00:00 ET · period of report 2024-11-04 · accession 0001127602-24-026305 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-04 | 2024-11-04 | TMP | Torcello Diane D | EVP, Pres, Tompkins WNY | F - Tax | $64.83 | -895 | 5,508 | -14% | -$58.0K |
| D | 2024-11-04 | 2024-11-04 | TMP | Torcello Diane D | EVP, Pres, Tompkins WNY | M - OptEx | $49.22 | +1,010 | 6,403 | +19% | +$49.7K |
| D | 2024-11-04 | 2024-11-04 | TMP | Torcello Diane D | EVP, Pres, Tompkins WNY | M - OptEx | $0.00 | -1,010 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-04 | F | D | 895 | $64.83 | 5,508.35 | D | — | — | (F1) Deemed disposition of shares to Issuer to satisfy option cost and taxes. |
| 2 | Common | Common Stock | 2024-11-04 | M | A | 1,010 | $49.22 | 6,403.35 | D | — | — | |
| 3 | Derivative | Stock Appreciation Rights (SAR) | 2024-11-04 | M | D | 1,010 | $0.00 | 0 | D | $49.22 · — to 2024-11-21 | 1,010 Common Stock | (F2) Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |