Form 4 for DNA Ginkgo Bioworks Holdings, Inc.
Accepted 2024-11-06 00:00:00 ET · period of report 2024-11-01 · accession 0001127602-24-026589 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-06 | 2024-11-01 | DNA | Dmytruk Mark E. | See remarks | M - OptEx | — | +2,695 | 32.9K | +9% | — |
| D | 2024-11-06 | 2024-11-04 | DNA | Dmytruk Mark E. | See remarks | S - Sale+OE | $7.58 | -1,322 | 31.6K | -4% | -$10.0K |
| DM | 2024-11-06 | 2024-11-01 | DNA | Dmytruk Mark E. | See remarks | M - OptEx | — | -2,695 | 15.4K | -15% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-01 | M | A | 1,634 | — | 31,871 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2024-11-01 | M | A | 453 | — | 32,324 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 3 | Common | Class A Common Stock | 2024-11-01 | M | A | 572 | — | 32,896 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 4 | Common | Class A Common Stock | 2024-11-01 | M | A | 36 | — | 32,932 | D | — | — | (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date. |
| 5 | Common | Class A Common Stock | 2024-11-04 | S | D | 1,322 | $7.58 | 31,610 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2024-11-01 | M | D | 572 | — | 22,920 | D | — · — to — | 572 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F6) The RSUs vest in 48 equal monthly installments, which began on April 1, 2024. |
| 7 | Derivative | Restricted Stock Units | 2024-11-01 | M | D | 1,634 | — | 6,364 | D | — · — to — | 1,634 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 8 | Derivative | Restricted Stock Units | 2024-11-01 | M | D | 453 | — | 12,688 | D | — · — to — | 453 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F5) The RSUs vest in 48 equal monthly installments, which began on April 1, 2023. |
| 9 | Derivative | Class B Common Stock | 2024-11-01 | M | D | 36 | — | 15,427 | D | — · — to — | 36 Class A Common Stock | (F7) Includes shares of Class B Common Stock that are subject to vesting conditions. (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date. |