Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2024-11-08 00:00:00 ET · period of report 2024-11-06 · accession 0001127602-24-026788 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-08 | 2024-11-06 | NIC | DANIELS MICHAEL E | COB, Pres, CEO, Dir | S - Sale+OE | $106.47 | -63.6K | 81.9K | -44% | -$6.77M |
| D | 2024-11-08 | 2024-11-06 | NIC | DANIELS MICHAEL E | COB, Pres, CEO, Dir | M - OptEx | $48.85 | +63.6K | 136.0K | +88% | +$3.10M |
| D | 2024-11-08 | 2024-11-06 | NIC | DANIELS MICHAEL E | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -63.6K | 11.4K | -85% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-06 | S | D | 9,425 | $115.00 | 72,434 | D | — | — | (F1) Includes shares acquired under the Employee Stock Purchase Plan. Mr. Daniels has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on October 24, 2024. Mr. Daniels owns a total of 945 shares in the Employee Stock Purchase Plan as of the date of this report. |
| 2 | Common | Common Stock | 2024-11-06 | S | D | 54,126 | $104.99 | 81,859 | D | — | — | |
| 3 | Common | Common Stock | 2024-11-06 | M | A | 63,551 | $48.85 | 135,985 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2024-11-06 | M | D | 63,551 | $0.00 | 11,449 | D | $48.85 · — to 2027-05-16 | 63,551 Common Stock | (F2) The non-qualified stock option fully vested as of May 16, 2022, and is currently exercisable as to all remaining 11,449 shares. |