Form 4 for ASB ASSOCIATED BANC-CORP
Accepted 2024-11-08 00:00:00 ET · period of report 2024-11-07 · accession 0001127602-24-026792 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-08 | 2024-11-07 | ASB | Kitowski Nicole M | EVP | M - OptEx | $22.48 | +73.0K | 65.0K | New | +$1.64M |
| D | 2024-11-08 | 2024-11-07 | ASB | Kitowski Nicole M | EVP | S - Sale+OE | $27.43 | -73.0K | 38.2K | -66% | -$2.00M |
| DM | 2024-11-08 | 2024-11-07 | ASB | Kitowski Nicole M | EVP | M - OptEx | $0.00 | -73.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock $0.01 Par Value | 2024-11-07 | M | A | 8,741 | $26.00 | 46,929.98 | D | — | — | |
| 2 | Common | Common Stock $0.01 Par Value | 2024-11-07 | M | A | 22,000 | $22.01 | 87,011.98 | D | — | — | |
| 3 | Common | Common Stock $0.01 Par Value | 2024-11-07 | M | A | 24,148 | $20.32 | 111,159.98 | D | — | — | |
| 4 | Common | Common Stock $0.01 Par Value | 2024-11-07 | S | D | 72,971 | $27.43 | 38,188.98 | D | — | — | (F1) The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.38 to $27.50, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. |
| 5 | Common | Common Stock $0.01 Par Value | 2024-11-07 | M | A | 18,082 | $24.25 | 65,011.98 | D | — | — | |
| 6 | Derivative | Non-qualified Stock Option (Right to Buy) | 2024-11-07 | M | D | 18,082 | $0.00 | 0 | D | $24.25 · — to 2028-02-06 | 18,082 Common Stock $0.01 Par Value | (F4) Option vests in four equal annual installments beginning on February 8, 2019. |
| 7 | Derivative | Non-qualified Stock Option (Right to Buy) | 2024-11-07 | M | D | 22,000 | $0.00 | 0 | D | $22.01 · — to 2029-02-05 | 22,000 Common Stock $0.01 Par Value | (F3) Option vests in four equal annual installments beginning on February 8, 2020. |
| 8 | Derivative | Non-qualified Stock Option (Right to Buy) | 2024-11-07 | M | D | 24,148 | $0.00 | 0 | D | $20.32 · — to 2030-02-04 | 24,148 Common Stock $0.01 Par Value | (F2) Option vests in four equal annual installments beginning on February 8, 2021 |
| 9 | Derivative | Non-qualified Stock Option (Right to Buy) | 2024-11-07 | M | D | 8,741 | $0.00 | 0 | D | $26.00 · — to 2027-02-27 | 8,741 Common Stock $0.01 Par Value | (F5) Options vest in four equal installments beginning on February 8, 2018. |