Form 4 for PRU Prudential Financial
Accepted 2024-11-08 00:00:00 ET · period of report 2024-11-06 · accession 0001127602-24-026821 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-08 | 2024-11-06+ | PRU | Lowrey Charles F | CEO, Dir, COB | S - Sale+OE | $126.29 | -185.7K | 228.6K | -45% | -$23.45M |
| DM | 2024-11-08 | 2024-11-06+ | PRU | Lowrey Charles F | CEO, Dir, COB | M - OptEx | $94.69 | +176.7K | 262.3K | +207% | +$16.73M |
| DM | 2024-11-08 | 2024-11-06+ | PRU | Lowrey Charles F | CEO, Dir, COB | M - OptEx | $0.00 | -176.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-06 | S | D | 56,149 | $127.95 | 172,426 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $127.36 to $128.34, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 2 | Common | Common Stock | 2024-11-07 | M | A | 93,469 | $95.87 | 265,895 | D | — | — | |
| 3 | Common | Common Stock | 2024-11-07 | S | D | 24,279 | $126.09 | 241,616 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $126.00 to $126.34, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (3) to this Form 4. |
| 4 | Common | Common Stock | 2024-11-07 | S | D | 71,535 | $123.99 | 170,081 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $123.85 to $124.28, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (4) to this Form 4. (F5) Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 170,081 shares directly and 292 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 67,691 vested stock options, 62,825 restricted stock units, and 271,454 target performance shares (the exact number awarded being dependent on achievement of performance goals). |
| 5 | Common | Common Stock | 2024-11-06 | M | A | 83,250 | $93.36 | 262,265 | D | — | — | |
| 6 | Common | Common Stock | 2024-11-06 | S | D | 33,690 | $128.55 | 228,575 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $128.35 to $129.10, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| 7 | Derivative | 2019 Employee Stock Option (Right to Buy) | 2024-11-06 | M | D | 83,250 | $0.00 | 0 | D | $93.36 · — to 2029-02-12 | 83,250 Common Stock | (F7) The options vest in three equal annual installments beginning on February 12, 2020. |
| 8 | Derivative | 2020 Employee Stock Option (Right to Buy) | 2024-11-07 | M | D | 93,469 | $0.00 | 0 | D | $95.87 · — to 2030-02-11 | 93,469 Common Stock | (F8) The options vest in three equal annual installments beginning on February 11, 2021. |