Form 4 for AXP American Express
Accepted 2024-11-12 00:00:00 ET · period of report 2024-11-07 · accession 0001127602-24-026956 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-12 | 2024-11-07 | AXP | Squeri Stephen J | COB, CEO, Dir | S - Sale+OE | $286.57 | -170.6K | 235.0K | -42% | -$48.90M |
| DM | 2024-11-12 | 2024-11-07 | AXP | Squeri Stephen J | COB, CEO, Dir | M - OptEx | $99.80 | +170.6K | 263.4K | +184% | +$17.03M |
| DM | 2024-11-12 | 2024-11-07 | AXP | Squeri Stephen J | COB, CEO, Dir | M - OptEx | $0.00 | -170.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-07 | S | D | 65,200 | $286.54 | 135,227 | D | — | — | (F4) The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $286.35 to $286.71. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| 2 | Common | Common Stock | 2024-11-07 | S | D | 34,569 | $286.13 | 200,427 | D | — | — | (F3) The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $285.88 to $286.35. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| 3 | Common | Common Stock | 2024-11-07 | S | D | 20,408 | $288.05 | 92,810 | D | — | — | (F6) The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $287.76 to $288.54. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| 4 | Common | Common Stock | 2024-11-07 | S | D | 22,009 | $287.36 | 113,218 | D | — | — | (F5) The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $286.78 to $287.75. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| 5 | Common | Common Stock | 2024-11-07 | M | A | 66,225 | $97.98 | 159,035 | D | — | — | (F1) Balance reflects 16,500 shares transferred from the Grantor Retained Annuity Trust on November 7, 2024, in the form of the annuity, which is exempt from Section 16 pursuant to Rule 16a-13. |
| 6 | Common | Common Stock | 2024-11-07 | M | A | 104,407 | $100.96 | 263,442 | D | — | — | |
| 7 | Common | Common Stock | 2024-11-07 | S | D | 28,446 | $285.49 | 234,996 | D | — | — | (F2) The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $284.90 to $285.87. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2024-11-07 | M | D | 104,407 | $0.00 | 0 | D | $100.96 · 2022-01-29 to 2029-01-29 | 104,407 Common Stock | |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2024-11-07 | M | D | 66,225 | $0.00 | 0 | D | $97.98 · 2021-01-23 to 2028-01-23 | 66,225 Common Stock |