Form 4 for PRU Prudential Financial
Accepted 2024-11-12 00:00:00 ET · period of report 2024-11-07 · accession 0001127602-24-026975 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-12 | 2024-11-07 | PRU | SULLIVAN ANDREW F | EVP | S - Sale+OE | $124.10 | -25.7K | 15.1K | -63% | -$3.19M |
| DM | 2024-11-12 | 2024-11-07 | PRU | SULLIVAN ANDREW F | EVP | M - OptEx | $95.65 | +27.1K | 40.8K | +198% | +$2.59M |
| DM | 2024-11-12 | 2024-11-07 | PRU | SULLIVAN ANDREW F | EVP | M - OptEx | $0.00 | -27.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-07 | S | D | 22,868 | $124.03 | 17,940 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.45 to $124.42 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. |
| 2 | Common | Common Stock | 2024-11-07 | S | D | 2,817 | $124.68 | 15,123 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.56 to $124.79 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. (F3) Following the transaction reported on this Form 4, Mr. Sullivan continues to hold 15,123 shares directly and 425 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 6,956 vested stock options, 22,971 restricted stock units, 8,204 deferred compensation shares, and 99,145 target performance shares (the exact number awarded being dependent on achievement of performance goals). |
| 3 | Common | Common Stock | 2024-11-07 | M | A | 2,341 | $93.36 | 16,032 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-07 | M | A | 24,776 | $95.87 | 40,808 | D | — | — | |
| 5 | Derivative | 2020 Employee Stock Option (Right to Buy) | 2024-11-07 | M | D | 24,776 | $0.00 | 0 | D | $95.87 · — to 2030-02-11 | 24,776 Common Stock | (F6) The options vest in three equal annual installments beginning on February 11, 2021. |
| 6 | Derivative | 2019 Employee Stock Option (Right to Buy) | 2024-11-07 | M | D | 2,341 | $0.00 | 0 | D | $93.36 · — to 2029-02-12 | 2,341 Common Stock | (F5) The options vest in three equal annual installments beginning on February 12, 2020. |