Form 4 for NIC NICOLET BANKSHARES INC
Accepted 2024-11-12 00:00:00 ET · period of report 2024-11-08 · accession 0001127602-24-027106 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-12 | 2024-11-08+ | NIC | Hutjens Brad Vincent | EVP - CCO - Nicolet Natl Bank | S - Sale+OE | $111.87 | -13.5K | 26.8K | -33% | -$1.51M |
| DM | 2024-11-12 | 2024-11-08+ | NIC | Hutjens Brad Vincent | EVP - CCO - Nicolet Natl Bank | M - OptEx | $48.85 | +13.5K | 31.2K | +76% | +$659.5K |
| DM | 2024-11-12 | 2024-11-08+ | NIC | Hutjens Brad Vincent | EVP - CCO - Nicolet Natl Bank | M - OptEx | $0.00 | -13.5K | 22.5K | -38% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-11 | S | D | 138 | $112.88 | 26,674 | D | — | — | (F2) Includes shares acquired under the Employee Stock Purchase Plan. Mr. Hutjens has not acquired additional shares under the Employee Stock Purchase Plan since his last Form 4 filing on November 8, 2024. Mr. Hutjens owns a total of 732 shares in the Employee Stock Purchase Plan as of the date of this report. |
| 2 | Common | Common Stock | 2024-11-08 | S | D | 4,500 | $110.90 | 26,674 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.85 to $111.31, inclusive. Mr. Hutjens undertakes to provides to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| 3 | Common | Common Stock | 2024-11-11 | M | A | 9,000 | $48.85 | 35,674 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-11 | S | D | 4,500 | $111.85 | 31,174 | D | — | — | |
| 5 | Common | Common Stock | 2024-11-11 | S | D | 4,162 | $112.85 | 27,012 | D | — | — | |
| 6 | Common | Common Stock | 2024-11-11 | S | D | 200 | $112.86 | 26,812 | D | — | — | |
| 7 | Common | Common Stock | 2024-11-08 | M | A | 4,500 | $48.85 | 31,174 | D | — | — | |
| 8 | Derivative | Stock Option (Right to Buy) | 2024-11-11 | M | D | 9,000 | $0.00 | 13,500 | D | $48.85 · — to 2027-05-16 | 9,000 Common Stock | (F3) The non-qualified stock option fully vested as of May 16, 2022, and is currently exercisable as to all remaining 13,500 shares. |
| 9 | Derivative | Stock Option (Right to Buy) | 2024-11-08 | M | D | 4,500 | $0.00 | 22,500 | D | $48.85 · — to 2027-05-16 | 4,500 Common Stock | (F3) The non-qualified stock option fully vested as of May 16, 2022, and is currently exercisable as to all remaining 13,500 shares. |