Form 4 for XNCR Xencor Inc
Accepted 2024-11-13 00:00:00 ET · period of report 2024-11-11 · accession 0001127602-24-027248 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-13 | 2024-11-11+ | XNCR | Desjarlais John R | CSO, SR. VP | M - OptEx | $15.69 | +81.5K | 212.9K | +62% | +$1.28M |
| D | 2024-11-13 | 2024-11-11 | XNCR | Desjarlais John R | CSO, SR. VP | S - Sale+OE | $23.48 | -68.7K | 200.1K | -26% | -$1.61M |
| DM | 2024-11-13 | 2024-11-11+ | XNCR | Desjarlais John R | CSO, SR. VP | M - OptEx | $0.00 | -81.5K | 16.3K | -83% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-11 | M | A | 68,684 | $15.69 | 268,788 | D | — | — | |
| 2 | Common | Common Stock | 2024-11-11 | S | D | 68,684 | $23.48 | 200,104 | D | — | — | (F2) Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.25 to $24.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Common | Common Stock | 2024-11-12 | M | A | 12,774 | $15.69 | 212,878 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2024-11-12 | M | D | 12,774 | $0.00 | 3,542 | D | $15.69 · — to 2025-02-11 | 12,774 Common Stock | (F4) 25% of the shares subject to the option vested on the one year anniversary of February 12, 2015 (the "Vesting Commencement Date"), and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-11-11 | M | D | 68,684 | $0.00 | 16,316 | D | $15.69 · — to 2025-02-11 | 68,684 Common Stock | (F4) 25% of the shares subject to the option vested on the one year anniversary of February 12, 2015 (the "Vesting Commencement Date"), and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. |