Form 4 for XNCR Xencor Inc
Accepted 2024-11-14 00:00:00 ET · period of report 2024-11-13 · accession 0001127602-24-027317 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-14 | 2024-11-13 | XNCR | Dahiyat Bassil I | Pres, CEO, Dir | S - Sale+OE | $24.02 | -3,366 | 352.6K | -0.9% | -$80.9K |
| D | 2024-11-14 | 2024-11-13 | XNCR | Dahiyat Bassil I | Pres, CEO, Dir | M - OptEx | $15.69 | +3,366 | 356.0K | +1.0% | +$52.8K |
| D | 2024-11-14 | 2024-11-13 | XNCR | Dahiyat Bassil I | Pres, CEO, Dir | M - OptEx | $0.00 | -3,366 | 71.6K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-13 | S | D | 3,366 | $24.02 | 352,615 | D | — | — | (F4) Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | Common Stock | 2024-11-13 | M | A | 3,366 | $15.69 | 355,981 | D | — | — | (F2) Includes the following shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan: 417 shares acquired on June 10, 2024. (F3) Includes 304 shares previously inadvertently omitted due to a clerical error. On March 6, 2024, the Reporting Person filed a Form 4 which reported that, following the transactions, the Reporting Person beneficially owned a total of 354,635 shares of Common Stock (the "Original Report"). The Original Report and the subsequent Form 4s filed by the Reporting Person on March 12, 2024 and July 1, 2024 inadvertently omitted 304 shares held by the Reporting Person due to a clerical error. |
| 3 | Derivative | Stock Option (Right to Buy) | 2024-11-13 | M | D | 3,366 | $0.00 | 71,634 | D | $15.69 · — to 2025-02-11 | 3,366 Common Stock | (F7) The Reporting Person previously transferred 75,000 shares underlying the stock option to his ex-spouse. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-spouse. (F6) 25% of the shares subject to the option vested on the one year anniversary of February 12, 2015 (the "Vesting Commencement Date"), and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on the four year anniversary of the Vesting Commencement Date. |