Form 4/A for CBU COMMUNITY FINANCIAL SYSTEM, INC.
Accepted 2024-11-15 00:00:00 ET · period of report 2024-11-07 · accession 0001127602-24-027345 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2024-11-15 | 2024-11-07 | CBU | Durkee Deresa Fischer | SVP, CAO | M - OptEx | $48.91 | +2,132 | 6,692 | +47% | +$104.3K |
| DA | 2024-11-15 | 2024-11-07 | CBU | Durkee Deresa Fischer | SVP, CAO | F - Tax | $70.79 | -1,711 | 4,981 | -26% | -$121.1K |
| DMA | 2024-11-15 | 2024-11-07 | CBU | Durkee Deresa Fischer | SVP, CAO | M - OptEx | $0.00 | -2,132 | 427 | -83% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-07 | M | A | 427 | $38.02 | 4,986.60 | D | — | — | (F1) Due to an administrative error, the Reporting Person is filing this amendment to correct the date of the transaction to November 7, 2024 and update the price of the Community Financial System, Inc. common stock used for the settlement of shares to cover the exercise price and the taxes associated with this stock option exercise. The number of shares tendered to cover the exercise price and taxes has been reduced from 1,841 shares to 1,711 shares. |
| 2 | Common | Common Stock | 2024-11-07 | F | D | 1,711 | $70.79 | 4,980.60 | D | — | — | (F1) Due to an administrative error, the Reporting Person is filing this amendment to correct the date of the transaction to November 7, 2024 and update the price of the Community Financial System, Inc. common stock used for the settlement of shares to cover the exercise price and the taxes associated with this stock option exercise. The number of shares tendered to cover the exercise price and taxes has been reduced from 1,841 shares to 1,711 shares. |
| 3 | Common | Common Stock | 2024-11-07 | M | A | 1,705 | $51.64 | 6,691.60 | D | — | — | (F1) Due to an administrative error, the Reporting Person is filing this amendment to correct the date of the transaction to November 7, 2024 and update the price of the Community Financial System, Inc. common stock used for the settlement of shares to cover the exercise price and the taxes associated with this stock option exercise. The number of shares tendered to cover the exercise price and taxes has been reduced from 1,841 shares to 1,711 shares. |
| 4 | Derivative | Stock Option | 2024-11-07 | M | D | 427 | $0.00 | 0 | D | $38.02 · — to 2026-03-16 | 427 Common Stock | (F1) Due to an administrative error, the Reporting Person is filing this amendment to correct the date of the transaction to November 7, 2024 and update the price of the Community Financial System, Inc. common stock used for the settlement of shares to cover the exercise price and the taxes associated with this stock option exercise. The number of shares tendered to cover the exercise price and taxes has been reduced from 1,841 shares to 1,711 shares. (F2) The option vested ratably on March 16, 2017, 2018, 2019, 2020, and 2021. |
| 5 | Derivative | Stock Option | 2024-11-07 | M | D | 1,705 | $0.00 | 427 | D | $51.64 · — to 2030-03-17 | 1,705 Common Stock | (F1) Due to an administrative error, the Reporting Person is filing this amendment to correct the date of the transaction to November 7, 2024 and update the price of the Community Financial System, Inc. common stock used for the settlement of shares to cover the exercise price and the taxes associated with this stock option exercise. The number of shares tendered to cover the exercise price and taxes has been reduced from 1,841 shares to 1,711 shares. (F3) The option vests ratably on March 17, 2021, 2022, 2023, 2024, and 2025. |