Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2024-11-18 00:00:00 ET · period of report 2024-11-14 · accession 0001127602-24-027466 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-18 | 2024-11-14 | TMP | DeMilia David M | EVP, Pres of TCB Hudson Valley | F - Tax | $74.67 | -736 | 5,844 | -11% | -$55.0K |
| DM | 2024-11-18 | 2024-11-14 | TMP | DeMilia David M | EVP, Pres of TCB Hudson Valley | M - OptEx | $52.03 | +875 | 6,277 | +16% | +$45.5K |
| DM | 2024-11-18 | 2024-11-14 | TMP | DeMilia David M | EVP, Pres of TCB Hudson Valley | M - OptEx | $0.00 | -875 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-14 | F | D | 303 | $74.67 | 5,888.87 | D | — | — | (F1) Shares withheld for Option cost and taxes |
| 2 | Common | Common Stock | 2024-11-14 | M | A | 348 | $56.29 | 6,191.87 | D | — | — | |
| 3 | Common | Common Stock | 2024-11-14 | M | A | 527 | $49.22 | 6,276.87 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-14 | F | D | 433 | $74.67 | 5,843.87 | D | — | — | (F1) Shares withheld for Option cost and taxes |
| 5 | Derivative | Stock Appreciation Rights (SAR) | 2024-11-14 | M | D | 527 | $0.00 | 0 | D | $49.22 · — to 2024-11-21 | 527 Common Stock | (F2) Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |
| 6 | Derivative | Stock Appreciation Rights (SAR) | 2024-11-14 | M | D | 348 | $0.00 | 0 | D | $56.29 · — to 2025-11-04 | 348 Common Stock | (F2) Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |