Form 4 for SONO Sonos Inc
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-15 · accession 0001127602-24-027653 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-19 | 2024-11-15 | SONO | Millington Nicholas | Chief Innovation Off | M - OptEx | — | +58.7K | 438.4K | +15% | — |
| D | 2024-11-19 | 2024-11-15 | SONO | Millington Nicholas | Chief Innovation Off | F - Tax | $13.75 | -28.4K | 410.0K | -6% | -$391.1K |
| DM | 2024-11-19 | 2024-11-15 | SONO | Millington Nicholas | Chief Innovation Off | M - OptEx | $0.00 | -58.7K | 108.3K | -35% | $0 |
| D | 2024-11-19 | 2024-11-15 | SONO | Millington Nicholas | Chief Innovation Off | A - Grant | $0.00 | +56.7K | 165.0K | +52% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-15 | M | A | 58,719 | — | 438,446 | D | — | — | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. |
| 2 | Common | Common Stock | 2024-11-15 | F | D | 28,442 | $13.75 | 410,004 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-11-15 | M | D | 9,788 | $0.00 | 154,406 | D | — · — to — | 9,788 Common Stock | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. (F5) 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| 4 | Derivative | Restricted Stock Units | 2024-11-15 | M | D | 2,829 | $0.00 | 164,194 | D | — · — to — | 2,829 Common Stock | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. (F4) 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| 5 | Derivative | Restricted Stock Units | 2024-11-15 | A | A | 56,688 | $0.00 | 164,992 | D | — · — to — | 56,688 Common Stock | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. (F7) 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2024, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| 6 | Derivative | Restricted Stock Units | 2024-11-15 | M | D | 46,102 | $0.00 | 108,304 | D | — · — to — | 46,102 Common Stock | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. (F6) One half of the shares subject to the RSUs vest on each annual anniversary date following the vesting commencement date of November 15, 2023, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double - trigger acceleration. |