Form 4 for BALL Ball Corporation
Accepted 2024-11-20 00:00:00 ET · period of report 2024-11-18 · accession 0001127602-24-027730 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-20 | 2024-11-18 | BALL | Fisher Daniel William | Pres, CEO, Dir | F - Tax | $60.86 | -31.1K | 123.8K | -20% | -$1.89M |
| DM | 2024-11-20 | 2024-11-18 | BALL | Fisher Daniel William | Pres, CEO, Dir | M - OptEx | $33.07 | +41.9K | 138.2K | +44% | +$1.39M |
| D | 2024-11-20 | 2024-11-20 | BALL | Fisher Daniel William | Pres, CEO, Dir | S - Sale+OE | $59.77 | -5,802 | 118.0K | -5% | -$346.8K |
| DM | 2024-11-20 | 2024-11-18 | BALL | Fisher Daniel William | Pres, CEO, Dir | M - OptEx | $0.00 | -41.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-18 | F | D | 16,734 | $60.86 | 118,848.74 | D | — | — | (F1) The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement. |
| 2 | Common | Common Stock | 2024-11-18 | M | A | 22,536 | $33.08 | 135,582.74 | D | — | — | (F1) The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement. |
| 3 | Common | Common Stock | 2024-11-18 | M | A | 19,378 | $33.05 | 138,229 | D | — | — | (F1) The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement. |
| 4 | Common | Common Stock | 2024-11-18 | F | D | 14,384 | $60.86 | 123,845 | D | — | — | (F1) The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement. |
| 5 | Common | Common Stock | 2024-11-20 | S | D | 5,802 | $59.77 | 118,043 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $59.760 to $59.835. The price reported reflects the weighted average price. The reporting person will, upon request, provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F1) The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2024 Proxy Statement. |
| 6 | Derivative | Stock Appreciation Rights (SARS) | 2024-11-18 | M | D | 22,536 | $0.00 | 0 | D | $33.08 · 2016-02-04 to 2025-02-04 | 22,536 Common Stock | |
| 7 | Derivative | Stock Appreciation Rights (SARS) | 2024-11-18 | M | D | 19,378 | $0.00 | 0 | D | $33.05 · 2017-01-27 to 2026-01-27 | 19,378 Common Stock |