Form 4 for CBU COMMUNITY FINANCIAL SYSTEM, INC.
Accepted 2024-11-27 00:00:00 ET · period of report 2024-11-26 · accession 0001127602-24-028163 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-27 | 2024-11-26 | CBU | SUTARIS JOSEPH E | EVP, CFO | M - OptEx | $0.00 | +7,647 | 14.5K | +111% | $0 |
| D | 2024-11-27 | 2024-11-26 | CBU | SUTARIS JOSEPH E | EVP, CFO | F - Tax | $71.45 | -6,174 | 13.9K | -31% | -$441.1K |
| DM | 2024-11-27 | 2024-11-26 | CBU | SUTARIS JOSEPH E | EVP, CFO | M - OptEx | $0.00 | -7,647 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-26 | M | A | 2,524 | $0.00 | 20,094 | D | — | — | |
| 2 | Common | Common Stock | 2024-11-26 | F | D | 6,174 | $71.45 | 13,920 | D | — | — | |
| 3 | Common | Common Stock | 2024-11-26 | M | A | 1,559 | $0.00 | 17,570 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-26 | M | A | 1,503 | $0.00 | 16,011 | D | — | — | |
| 5 | Common | Common Stock | 2024-11-26 | M | A | 2,061 | $0.00 | 14,508 | D | — | — | |
| 6 | Derivative | Stock Option | 2024-11-26 | M | D | 2,061 | $0.00 | 0 | D | $38.02 · — to 2026-03-16 | 2,061 Common Stock | (F2) The option vested ratably on March 16, 2017, 2018, 2019, 2020 and 2021. |
| 7 | Derivative | Stock Option | 2024-11-26 | M | D | 2,524 | $0.00 | 4,382 | D | $51.64 · — to 2030-03-17 | 2,524 Common Stock | (F5) The option vests ratably on March 17, 2021, 2022, 2023, 2024, and 2025. |
| 8 | Derivative | Stock Option | 2024-11-26 | M | D | 1,559 | $0.00 | 0 | D | $55.92 · — to 2028-03-20 | 1,559 Common Stock | (F4) The option vested ratably on March 20, 2019, 2020, 2021, 2022 and 2023. |
| 9 | Derivative | Stock Option | 2024-11-26 | M | D | 1,503 | $0.00 | 0 | D | $57.12 · — to 2027-03-15 | 1,503 Common Stock | (F3) The option vested ratably on March 15, 2018, 2019, 2020, 2021 and 2022. |