Form 4 for VIAV VIAVI SOLUTIONS INC.
Accepted 2024-12-02 00:00:00 ET · period of report 2024-11-28 · accession 0001127602-24-028243 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-02 | 2024-11-28 | VIAV | Daskal Ilan | EVP, CFO | M - OptEx | $0.00 | +166.5K | 96.8K | New | $0 |
| DM | 2024-12-02 | 2024-11-28 | VIAV | Daskal Ilan | EVP, CFO | F - Tax | $9.88 | -84.4K | 19.6K | -81% | -$833.5K |
| DM | 2024-12-02 | 2024-11-28 | VIAV | Daskal Ilan | EVP, CFO | M - OptEx | $0.00 | -166.5K | 75.8K | -69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-28 | M | A | 37,879 | $0.00 | 101,293 | D | — | — | (F1) Each stock unit converts upon vesting into one share of common stock. |
| 2 | Common | Common Stock | 2024-11-28 | M | A | 39,783 | $0.00 | 39,783 | D | — | — | (F1) Each stock unit converts upon vesting into one share of common stock. |
| 3 | Common | Common Stock | 2024-11-28 | F | D | 19,198 | $9.88 | 82,095 | D | — | — | (F2) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 4 | Common | Common Stock | 2024-11-28 | M | A | 22,851 | $0.00 | 42,472 | D | — | — | (F1) Each stock unit converts upon vesting into one share of common stock. |
| 5 | Common | Common Stock | 2024-11-28 | F | D | 11,581 | $9.88 | 30,891 | D | — | — | (F2) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 6 | Common | Common Stock | 2024-11-28 | M | A | 65,944 | $0.00 | 96,835 | D | — | — | (F1) Each stock unit converts upon vesting into one share of common stock. |
| 7 | Common | Common Stock | 2024-11-28 | F | D | 33,421 | $9.88 | 63,414 | D | — | — | (F2) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 8 | Common | Common Stock | 2024-11-28 | F | D | 20,162 | $9.88 | 19,621 | D | — | — | (F2) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 9 | Derivative | Market Stock Units | 2024-11-28 | M | D | 39,783 | $0.00 | 197,831 | D | $0.00 · — to — | 39,783 Common Stock | (F3) Units subject to the Award shall vest on the four year anniversary of the grant date. (F4) There are no expiration dates on MSUs. |
| 10 | Derivative | Market Stock Units | 2024-11-28 | M | D | 22,851 | $0.00 | 75,758 | D | $0.00 · — to — | 22,851 Common Stock | (F5) Units subject to the Award shall vest annually in three equal installments. (F4) There are no expiration dates on MSUs. |
| 11 | Derivative | Restricted Stock Unit | 2024-11-28 | M | D | 65,944 | $0.00 | 197,830 | D | $0.00 · — to — | 65,944 Common Stock | (F3) Units subject to the Award shall vest on the four year anniversary of the grant date. (F6) There are no expiration dates on RSUs. |
| 12 | Derivative | Restricted Stock Unit | 2024-11-28 | M | D | 37,879 | $0.00 | 75,757 | D | $0.00 · — to — | 37,879 Common Stock | (F7) Units subject to the Award shall vest annually in three equal installments (F6) There are no expiration dates on RSUs. |