Form 4 for XNCR Xencor Inc
Accepted 2024-12-04 00:00:00 ET · period of report 2024-12-02 · accession 0001127602-24-028676 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-04 | 2024-12-02+ | XNCR | Montgomery Alan Bruce | Dir | M - OptEx | $17.07 | +14.7K | 10.6K | New | +$251.3K |
| DM | 2024-12-04 | 2024-12-02+ | XNCR | Montgomery Alan Bruce | Dir | S - Sale+OE | $27.03 | -14.7K | 9,140 | -62% | -$397.9K |
| DM | 2024-12-04 | 2024-12-02+ | XNCR | Montgomery Alan Bruce | Dir | M - OptEx | $0.00 | -14.7K | 5,716 | -72% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-02 | M | A | 8,293 | $15.35 | 17,433 | D | — | — | |
| 2 | Common | Common Stock | 2024-12-02 | M | A | 5,008 | $20.00 | 22,441 | D | — | — | |
| 3 | Common | Common Stock | 2024-12-02 | S | D | 13,301 | $27.03 | 9,140 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 4 | Common | Common Stock | 2024-12-04 | M | A | 991 | $15.35 | 10,131 | D | — | — | |
| 5 | Common | Common Stock | 2024-12-04 | M | A | 430 | $20.00 | 10,561 | D | — | — | |
| 6 | Common | Common Stock | 2024-12-04 | S | D | 1,421 | $27.03 | 9,140 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 7 | Derivative | Stock Option (Right to Buy) | 2024-12-04 | M | D | 430 | $0.00 | 2,062 | D | $20.00 · 2016-06-09 to 2025-06-08 | 430 Common Stock | |
| 8 | Derivative | Stock Option (Right to Buy) | 2024-12-02 | M | D | 8,293 | $0.00 | 6,707 | D | $15.35 · — to 2025-03-17 | 8,293 Common Stock | (F4) 1/3 of the shares subject to the stock option vested and became exercisable on March 18, 2016, and the remaining shares vested in equal monthly installments over the subsequent 24 months. |
| 9 | Derivative | Stock Option (Right to Buy) | 2024-12-02 | M | D | 5,008 | $0.00 | 2,492 | D | $20.00 · 2016-06-09 to 2025-06-08 | 5,008 Common Stock | |
| 10 | Derivative | Stock Option (Right to Buy) | 2024-12-04 | M | D | 991 | $0.00 | 5,716 | D | $15.35 · — to 2025-03-17 | 991 Common Stock | (F4) 1/3 of the shares subject to the stock option vested and became exercisable on March 18, 2016, and the remaining shares vested in equal monthly installments over the subsequent 24 months. |