Form 4 for DNA Ginkgo Bioworks Holdings, Inc.
Accepted 2024-12-05 00:00:00 ET · period of report 2024-12-03 · accession 0001127602-24-028727 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-05 | 2024-12-03 | DNA | Dmytruk Mark E. | See remarks | M - OptEx | — | +1,517 | 32.5K | +5% | — |
| D | 2024-12-05 | 2024-12-04 | DNA | Dmytruk Mark E. | See remarks | S - Sale+OE | $9.64 | -741 | 32.4K | -2% | -$7,143 |
| DM | 2024-12-05 | 2024-12-03 | DNA | Dmytruk Mark E. | See remarks | M - OptEx | — | -1,517 | 22.3K | -6% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-03 | M | A | 484 | — | 32,094 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 2 | Common | Class A Common Stock | 2024-12-04 | S | D | 741 | $9.64 | 32,386 | D | — | — | |
| 3 | Common | Class A Common Stock | 2024-12-03 | M | A | 8 | — | 33,127 | D | — | — | (F4) Includes shares of Class B Common Stock that are subject to vesting conditions. (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date. |
| 4 | Common | Class A Common Stock | 2024-12-03 | M | A | 572 | — | 33,119 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 5 | Common | Class A Common Stock | 2024-12-03 | M | A | 453 | — | 32,547 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 6 | Derivative | Restricted Stock Units | 2024-12-03 | M | D | 484 | — | 5,880 | D | — · — to — | 484 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| 7 | Derivative | Class B Common Stock | 2024-12-03 | M | D | 8 | — | 15,419 | D | — · — to — | 8 Class A Common Stock | (F4) Includes shares of Class B Common Stock that are subject to vesting conditions. (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date. |
| 8 | Derivative | Restricted Stock Units | 2024-12-03 | M | D | 453 | — | 12,235 | D | — · — to — | 453 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F6) The RSUs vest in 48 equal monthly installments, which began on April 1, 2023. |
| 9 | Derivative | Restricted Stock Units | 2024-12-03 | M | D | 572 | — | 22,348 | D | — · — to — | 572 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. (F7) The RSUs vest in 48 equal monthly installments, which began on April 1, 2024. |