Form 4 for JCI Johnson Controls
Accepted 2024-12-10 00:00:00 ET · period of report 2024-12-10 · accession 0001127602-24-028981 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-10 | 2024-12-10 | JCI | Oliver George | COB, CEO | G - Gift | $0.00 | +44.3K | 1.27M | +4% | $0 |
| DI | 2024-12-10 | 2024-12-10 | JCI | Oliver George | COB, CEO | G - Gift | $0.00 | -44.3K | 108.5K | -29% | $0 |
| D | 2024-12-10 | 2024-12-10 | JCI | Oliver George | COB, CEO | S - Sale+OE | $82.67 | -124.5K | 1.27M | -9% | -$10.29M |
| D | 2024-12-10 | 2024-12-10 | JCI | Oliver George | COB, CEO | M - OptEx | $41.73 | +124.5K | 1.39M | +10% | +$5.20M |
| D | 2024-12-10 | 2024-12-10 | JCI | Oliver George | COB, CEO | M - OptEx | $0.00 | -124.5K | 124.5K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-12-10 | G | A | 44,276 | $0.00 | 1,267,715.59 | D | — | — | (F1) Represents the distribution of 44,276 shares from the George R Oliver, Sr. 5 Year (GRAT) to the reporting person, which are now owned directly. |
| 2 | Common | Ordinary Shares | 2024-12-10 | G | D | 44,276 | $0.00 | 108,483 | I GRO Sr. 5 Year GRAT | — | — | (F1) Represents the distribution of 44,276 shares from the George R Oliver, Sr. 5 Year (GRAT) to the reporting person, which are now owned directly. |
| 3 | Common | Ordinary Shares | 2024-12-10 | S | D | 124,497 | $82.67 | 1,267,715.59 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $82.55 to $82.81 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Ordinary Shares | 2024-12-10 | M | A | 124,497 | $41.73 | 1,392,212.59 | D | — | — | |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2024-12-10 | M | D | 124,497 | $0.00 | 124,497 | D | $41.73 · 2018-10-07 to 2026-10-07 | 124,497 Ordinary Shares | (F3) Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. |