Form 4 for UMBF UMB FINANCIAL CORP

Accepted 2025-02-04 00:00:00 ET · period of report 2025-01-31 · accession 0001127602-25-002863 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2025-02-04	2025-01-31	UMBF	SCHMIDT JOHN K	Dir	A - Grant	—	+32.5K	32.5K	New	—
MI	2025-02-04	2025-01-31	UMBF	SCHMIDT JOHN K	Dir	A - Grant	—	+24.4K	2,629	New	—

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2025-01-31	A	A	32,468	—	32,468	D by Spouse	—	—	(F2) Pursuant to the Merger Agreement, each share of HTLF common stock was converted into 0.5500 shares of UMB common stock, with cash payable in lieu of any fractional shares. In addition, pursuant to the Merger Agreement, each restricted stock unit held by the reporting person as of immediately prior to the effective time, fully vested, was cancelled and was converted into a right to receive 0.5500 shares of UMB common stock, $1.00 par value, for each share of HTLF common stock underlying such restricted stock unit, with cash payable in lieu of any fractional shares. (F3) Of these shares 1378.3 are held as JTWROS and 550 are held in Jt. Ten.
2	Common	Common Stock	2025-01-31	A	A	21,818	—	21,818	I 401(k)	—	—	(F2) Pursuant to the Merger Agreement, each share of HTLF common stock was converted into 0.5500 shares of UMB common stock, with cash payable in lieu of any fractional shares. In addition, pursuant to the Merger Agreement, each restricted stock unit held by the reporting person as of immediately prior to the effective time, fully vested, was cancelled and was converted into a right to receive 0.5500 shares of UMB common stock, $1.00 par value, for each share of HTLF common stock underlying such restricted stock unit, with cash payable in lieu of any fractional shares.
3	Common	Common Stock	2025-01-31	A	A	2,629	—	2,629	I	—	—	(F2) Pursuant to the Merger Agreement, each share of HTLF common stock was converted into 0.5500 shares of UMB common stock, with cash payable in lieu of any fractional shares. In addition, pursuant to the Merger Agreement, each restricted stock unit held by the reporting person as of immediately prior to the effective time, fully vested, was cancelled and was converted into a right to receive 0.5500 shares of UMB common stock, $1.00 par value, for each share of HTLF common stock underlying such restricted stock unit, with cash payable in lieu of any fractional shares.