Form 4 for VOYA Voya Financial, Inc.
Accepted 2025-02-20 00:00:00 ET · period of report 2025-02-18 · accession 0001127602-25-005958 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-02-20 | 2025-02-18 | VOYA | Lavallee Heather H. | See Remarks | M - OptEx | $0.00 | +38.4K | 68.3K | +128% | $0 |
| D | 2025-02-20 | 2025-02-18 | VOYA | Lavallee Heather H. | See Remarks | F - Tax | $75.67 | -18.4K | 49.9K | -27% | -$1.39M |
| DM | 2025-02-20 | 2025-02-18 | VOYA | Lavallee Heather H. | See Remarks | A - Grant | $0.00 | +90.3K | 132.1K | +217% | $0 |
| DM | 2025-02-20 | 2025-02-18 | VOYA | Lavallee Heather H. | See Remarks | M - OptEx | $0.00 | -38.4K | 221.1K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-18 | M | A | 8,275 | $0.00 | 38,193 | D | — | — | (F1) Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock and performance stock units that were awarded as compensation. |
| 2 | Common | Common Stock | 2025-02-18 | M | A | 30,128 | $0.00 | 68,321 | D | — | — | (F1) Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock and performance stock units that were awarded as compensation. |
| 3 | Common | Common Stock | 2025-02-18 | F | D | 18,380 | $75.67 | 49,941 | D | — | — | |
| 4 | Derivative | Performance Stock Unit | 2025-02-18 | A | A | 47,979 | $0.00 | 229,410 | D | — · — to — | 47,979 Common Stock | (F2) The stock units will vest based on their respective award agreements. (F3) The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 15, 2028) can range from 0% to 150% of the number presented above. |
| 5 | Derivative | Restricted Stock Units | 2025-02-18 | M | D | 30,128 | $0.00 | 101,931 | D | — · — to — | 30,128 Common Stock | (F6) The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| 6 | Derivative | Restricted Stock Units | 2025-02-18 | A | A | 42,371 | $0.00 | 132,059 | D | — · — to — | 42,371 Common Stock | (F2) The stock units will vest based on their respective award agreements. (F5) 1/3 of the restricted stock units will vest on February 17, 2026, 1/3 on February 16, 2027 and 1/3 on February 15, 2028. |
| 7 | Derivative | Performance Stock Unit | 2025-02-18 | M | D | 8,275 | $0.00 | 221,135 | D | — · — to — | 8,275 Common Stock | (F4) The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. |