Form 4 for HAPN Happen, Inc.
Accepted 2025-02-27 00:00:00 ET · period of report 2025-02-25 · accession 0001127602-25-007136 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-02-27 | 2025-02-25 | HAPN | Cheng Jordan | GC, Sec | M - OptEx | $0.00 | +10.7K | 83.4K | +15% | $0 |
| D | 2025-02-27 | 2025-02-25 | HAPN | Cheng Jordan | GC, Sec | F - Tax | $12.47 | -5,448 | 86.6K | -6% | -$67.9K |
| DM | 2025-02-27 | 2025-02-25 | HAPN | Cheng Jordan | GC, Sec | M - OptEx | $0.00 | -10.7K | 45.8K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-25 | M | A | 2,890 | $0.00 | 86,281 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2025-02-25 | M | A | 5,728 | $0.00 | 92,009 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2025-02-25 | M | A | 2,128 | $0.00 | 83,391 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2025-02-25 | F | D | 5,448 | $12.47 | 86,561 | D | — | — | (F2) Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2025-02-25 | M | D | 2,890 | $0.00 | 11,557 | D | $0.00 · — to — | 2,890 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 6 | Derivative | Restricted Stock Unit (RSU) | 2025-02-25 | M | D | 2,128 | $0.00 | 0 | D | $0.00 · — to — | 2,128 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2025-02-25 | M | D | 5,728 | $0.00 | 45,824 | D | $0.00 · — to — | 5,728 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F4) Not applicable. |