Form 4 for PRU Prudential Financial
Accepted 2025-03-04 00:00:00 ET · period of report 2025-02-28 · accession 0001127602-25-007739 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-04 | 2025-02-28 | PRU | KAPPLER ANN M | EVP, GC | M - OptEx | $0.00 | +6,370 | 26.7K | +31% | $0 |
| DM | 2025-03-04 | 2025-02-28 | PRU | KAPPLER ANN M | EVP, GC | F - Tax | $115.10 | -2,932 | 25.5K | -10% | -$337.5K |
| DM | 2025-03-04 | 2025-02-28 | PRU | KAPPLER ANN M | EVP, GC | M - OptEx | $0.00 | -6,370 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-28 | M | A | 1,649 | $0.00 | 23,717 | D | — | — | (F1) Represents the vesting of previously awarded restricted stock units. |
| 2 | Common | Common Stock | 2025-02-28 | F | D | 757 | $115.10 | 22,960 | D | — | — | (F2) Represents shares withheld for the payment of taxes. |
| 3 | Common | Common Stock | 2025-02-28 | M | A | 2,219 | $0.00 | 25,179 | D | — | — | (F1) Represents the vesting of previously awarded restricted stock units. |
| 4 | Common | Common Stock | 2025-02-28 | F | D | 1,019 | $115.10 | 24,160 | D | — | — | (F2) Represents shares withheld for the payment of taxes. |
| 5 | Common | Common Stock | 2025-02-28 | M | A | 2,502 | $0.00 | 26,662 | D | — | — | (F1) Represents the vesting of previously awarded restricted stock units. |
| 6 | Common | Common Stock | 2025-02-28 | F | D | 1,156 | $115.10 | 25,506 | D | — | — | (F2) Represents shares withheld for the payment of taxes. |
| 7 | Derivative | 2024 Restricted Stock Units | 2025-02-28 | M | D | 2,502 | $0.00 | 5,005 | D | $0.00 · — to — | 2,502 Common Stock | (F3) The Restricted Stock Units convert to common stock on a 1 to 1 basis. (F6) The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. |
| 8 | Derivative | 2023 Restricted Stock Units | 2025-02-28 | M | D | 2,219 | $0.00 | 2,220 | D | $0.00 · — to — | 2,219 Common Stock | (F3) The Restricted Stock Units convert to common stock on a 1 to 1 basis. (F5) The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. |
| 9 | Derivative | 2022 Restricted Stock Units | 2025-02-28 | M | D | 1,649 | $0.00 | 0 | D | $0.00 · — to — | 1,649 Common Stock | (F3) The Restricted Stock Units convert to common stock on a 1 to 1 basis. (F4) The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. |