Form 4 for NI NiSource
Accepted 2025-03-04 00:00:00 ET · period of report 2025-02-28 · accession 0001127602-25-007960 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-03-04 | 2025-02-28 | NI | Yates Lloyd M | Pres, CEO, Dir | A - Grant | $40.81 | +233.7K | 476.6K | +96% | +$9.54M | |
| M | 2025-03-04 | 2025-02-28 | NI | Yates Lloyd M | Pres, CEO, Dir | F - Tax | $40.81 | -108.8K | 367.8K | -23% | -$4.44M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-28 | A | A | 233,689 | $40.81 | 476,608.70 | D | — | — | (F1) Vesting of non-derivative performance stock units granted in 2022, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). |
| 2 | Common | Common Stock | 2025-02-28 | F | D | 96,164 | $40.81 | 380,444.70 | D | — | — | (F2) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. |
| 3 | Common | Common Stock | 2025-02-28 | F | D | 12,653 | $40.81 | 367,791.70 | D | — | — | (F3) Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2022 Restricted Stock Unit award. (F4) Includes shares acquired through the NiSource Inc. Employee Stock Purchase Plan. (F5) This amount includes RSUs received pursuant to the dividend equivalent provisions of his director RSU awards from 2020 and 2021, and which are subject to the same vesting conditions as the underlying RSUs. |