Form 4 for CNP CenterPoint Energy

Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-22 · accession 0001130310-22-000040 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2022-02-24	2022-02-22	CNP	Harkel-Rumford Lynne Louise	EVP, Chief HR Off	F - Tax	$27.20	-653	44.4K	-1%	-$17.8K
	2022-02-24	2022-02-22	CNP	Harkel-Rumford Lynne Louise	EVP, Chief HR Off	A - Grant	$0.00	+2,400	45.1K	+6%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-02-22	F	D	653	$27.20	44,449	D	—	—	(F2) Shares withheld for taxes upon vesting of performance shares. (F3) Total includes (i) 4,202 time-based restricted stock units ("RSUs") previously awarded under the Plan and vesting in February 2023, (ii) 6,904 RSUs previously awarded under the Plan and vesting in February 2024, and (iii) 6,206 RSUs previously awarded under the Plan and vesting in February 2025. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (b) in the event of her disability or death. Also, the above awards shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. However, for shares vesting in February 2024 and February 2025, any such vesting is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.
2	Common	Common Stock	2022-02-22	A	A	2,400	$0.00	45,102	D	—	—	(F1) Vesting of performance shares awarded in 2019 under the Issuer's Long-term Incentive Plan (the "Plan").