Form 4 for CNP CenterPoint Energy

Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001130310-23-000038 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-02-22	2023-02-17+	CNP	Harkel-Rumford Lynne Louise	EVP, Chief HR Off	F - Tax	$29.21	-5,956	66.0K	-8%	-$174.0K
	2023-02-22	2023-02-17	CNP	Harkel-Rumford Lynne Louise	EVP, Chief HR Off	A - Grant	$0.00	+19.6K	72.0K	+37%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-02-17	F	D	4,932	$29.21	67,021	D	—	—	(F2) Shares withheld for taxes upon vesting of performance shares.
2	Common	Common Stock	2023-02-21	F	D	1,024	$29.21	65,997	D	—	—	(F3) Shares withheld for taxes upon vesting of time-based restricted stock units. (F4) Total includes (i) 6,904 time-based restricted stock units ("RSUs") previously awarded under the Plan and vesting in February 2024, (ii) 6,206 RSUs previously awarded under the Plan and vesting in February 2025, and (iii) 7,896 RSUs previously awarded under the Plan and vesting in February 2026. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date, (b) in the event of her disability or death or (c) on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting. However, the vesting of each award is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.
3	Common	Common Stock	2023-02-17	A	A	19,608	$0.00	71,953	D	—	—	(F1) Vesting of performance shares awarded in 2020 under the Issuer's Long-term Incentive Plan (the "Plan").