Form 4 for CNP CenterPoint Energy

Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001130310-23-000039 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2023-02-22	2023-02-17	CNP	Ryan Kara Gostenhofer	VP, CAO	A - Grant	$0.00	+3,300	9,049	+57%	$0
M	2023-02-22	2023-02-17+	CNP	Ryan Kara Gostenhofer	VP, CAO	F - Tax	$29.21	-1,190	8,069	-13%	-$34.8K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-02-17	A	A	3,300	$0.00	9,049	D	—	—	(F1) Vesting of performance shares awarded in 2020 under the Issuer's Long-term Incentive Plan (the "Plan").
2	Common	Common Stock	2023-02-21	F	D	210	$29.21	7,859	D	—	—	(F3) Shares withheld for taxes upon vesting of time-based restricted stock units. (F4) Total includes (i) 848 time-based restricted stock units ("RSUs") previously awarded under the Plan and vesting in February 2024, (ii) 1,255 RSUs previously awarded under the Plan and vesting in February 2025, and (iii) 1,995 RSUs previously awarded under the Plan and vesting in February 2026. The above awards shall vest (a) if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and (b) in the event of her disability or death. However, the vesting of each award is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability.
3	Common	Common Stock	2023-02-17	F	D	980	$29.21	8,069	D	—	—	(F2) Shares withheld for taxes upon vesting of performance shares.