Form 4 for CNP CenterPoint Energy

Accepted 2023-07-03 00:00:00 ET · period of report 2023-06-30 · accession 0001130310-23-000097 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-07-03	2023-06-30	CNP	LESAR DAVID J	CEO, Dir	F - Tax	$29.15	-49.8K	1.35M	-4%	-$1.45M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-06-30	F	D	43,006	$29.15	1,308,522	D	—	—	(F1) Shares withheld for taxes upon payment of time-based restricted stock units ("RSUs"). (F2) Includes (i) 93,119 RSUs awarded under the Issuer's long-term incentive plan (the "Plan") and vesting in February 2024, (ii) 78,851 RSUs awarded under the Plan and vesting in February 2025 and (iii) 84,964 RSUs awarded under the Plan and vesting in February 2026. The awards shall vest (a) if Reporting Person ("R.P.") remains an employee through the vesting date, (b) upon earlier disability or death, or (c) on a pro-rata basis upon earlier retirement unless full vesting conditions satisfied. However, the vesting of each award is conditioned upon positive operating income in the last full calendar year of the restricted period except in the case of death or disability. (F3) Also includes 600,000 RSUs awarded under the Plan and vesting in December 2023. The above award shall vest (a) if R.P. continues to be an employee of Issuer from the grant date; (b) in the event of the R.P.'s earlier disability or death; or (c) upon the R.P.'s termination of employment without cause or the R.P.'s resignation for good reason.
2	Common	Common Stock	2023-06-30	F	D	6,807	$29.15	1,351,528	D	—	—	(F1) Shares withheld for taxes upon payment of time-based restricted stock units ("RSUs").