Form 4 for CNP CenterPoint Energy
Accepted 2024-02-22 00:00:00 ET · period of report 2024-02-20 · accession 0001130310-24-000037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-22 | 2024-02-20 | CNP | Harkel-Rumford Lynne Louise | EVP, Chief HR Off | A - Grant | $0.00 | +37.3K | 111.8K | +50% | $0 | |
| M | 2024-02-22 | 2024-02-20 | CNP | Harkel-Rumford Lynne Louise | EVP, Chief HR Off | F - Tax | $27.79 | -12.2K | 99.6K | -11% | -$338.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-20 | A | A | 37,280 | $0.00 | 111,799 | D | — | — | (F1) Vesting of performance shares awarded in 2021 under the Issuer's Long-term Incentive Plan (the "Plan"). |
| 2 | Common | Common Stock | 2024-02-20 | F | D | 9,467 | $27.79 | 102,332 | D | — | — | (F2) Shares withheld for taxes upon vesting of performance shares. |
| 3 | Common | Common Stock | 2024-02-20 | F | D | 2,717 | $27.79 | 99,615 | D | — | — | (F3) Shares withheld for taxes upon vesting of time-based restricted stock units ("RSUs"). (F4) Total includes (i) 6,206 RSUs previously awarded under the Plan and vesting in February 2025, (ii) 7,896 RSUs previously awarded under the plan and vesting in February 2026, and (iii) 8,522 RSUs previously awarded under the Plan and vesting in three equal installments in February 2025, 2026 and 2027. The above awards shall vest (a) if she continues to be an employee of Issuer from the grant date through the respective vesting date, (b) in the event of her earlier disability or death, or (c) if she satisfies various conditions, upon her earlier retirement, except that such retirement vesting will be on a pro rata basis if, for the awards under clauses (i) and (ii) above, she fails to meet the conditions for full vesting, or, for the award under clause (iii), her retirement occurs in the year of grant. All vesting is conditioned upon achievement of positive operating income for the year preceding the applicable vesting date except in the case of death or disability. |