Form 4 for CDZI CADIZ INC

Accepted 2022-04-05 00:00:00 ET · period of report 2022-04-01 · accession 0001131058-22-000002 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2022-04-05	2022-04-01	CDZI	Hickox Winston H	Dir	P - Purchase	$2.12	+27.6K	62.6K	+79%	+$58.5K
M	2022-04-05	2022-04-01+	CDZI	Hickox Winston H	Dir	P - Purchase	$2.13	+49.8K	126.7K	+65%	+$106.1K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-04-01	P	A	27,590	$2.12	62,590	I	—	—	(F1) This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
2	Common	Common Stock	2022-04-01	P	A	44,410	$2.12	121,325	D By Spouse	—	—	(F1) This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
3	Common	Common Stock	2022-04-04	P	A	5,385	$2.22	126,710	D	—	—	(F1) This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.