Form 4 for GALT GALECTIN THERAPEUTICS INC
Accepted 2023-09-27 00:00:00 ET · period of report 2023-09-26 · accession 0001133416-23-000075 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-27 | 2023-09-26 | GALT | Uihlein Richard E | Dir, 10% | M - OptEx | $4.49 | +2.24M | 9.64M | +30% | +$10.03M |
| DM | 2023-09-27 | 2023-09-26 | GALT | Uihlein Richard E | Dir, 10% | M - OptEx | $0.00 | -2.24M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-26 | M | A | 200,000 | $3.00 | 9,835,495 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-26 | M | A | 200,000 | $3.26 | 10,035,495 | D | — | — | |
| 3 | Common | Common Stock | 2023-09-26 | M | A | 200,000 | $3.00 | 10,235,495 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-26 | M | A | 1,466,204 | $5.00 | 9,466,495 | D | — | — | |
| 5 | Common | Common Stock | 2023-09-26 | M | A | 170,000 | $5.00 | 9,635,495 | D | — | — | |
| 6 | Derivative | Common Stock Purchase Warrant (right to buy) | 2023-09-26 | M | D | 1,466,204 | $0.00 | 0 | D | $5.00 · 2017-06-22 to 2023-12-23 | 1,466,204 Common Stock | |
| 7 | Derivative | Common Stock Purchase Warrant (right to buy) | 2023-09-26 | M | D | 170,000 | $0.00 | 330,000 | D | $5.00 · 2022-07-25 to 2029-07-31 | 170,000 Common Stock | |
| 8 | Derivative | Common Stock Purchase Warrant (right to buy) | 2023-09-26 | M | D | 200,000 | $0.00 | 0 | D | $3.00 · 2023-06-30 to 2029-07-31 | 200,000 Common Stock | |
| 9 | Derivative | Common Stock Purchase Warrant (right to buy) | 2023-09-26 | M | D | 200,000 | $0.00 | 0 | D | $3.26 · 2023-03-31 to 2029-07-31 | 200,000 Common Stock | |
| 10 | Derivative | Common Stock Purchase Warrant (right to buy) | 2023-09-26 | M | D | 200,000 | $0.00 | 0 | D | $3.00 · 2022-12-19 to 2029-07-31 | 200,000 Common Stock |