Form 4 for ROKU ROKU, INC
Accepted 2026-06-12 21:13:32 ET · period of report 2026-06-11 · accession 0001136783-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-06-12 21:13 | 2026-06-11 | ROKU | HODRICK LAURIE SIMON | Dir | M - OptEx | $0.00 | +1,847 | 7,955 | +30% | $0 |
| D | 2026-06-12 21:13 | 2026-06-11 | ROKU | HODRICK LAURIE SIMON | Dir | M - OptEx | $0.00 | -1,847 | 0 | -100% | $0 |
| DM | 2026-06-12 21:13 | 2026-06-11 | ROKU | HODRICK LAURIE SIMON | Dir | A - Grant | $0.00 | +2,772 | 1,745 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-06-11 | M | A | 1,847 | $0.00 | 7,955 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2026-06-11 | M | D | 1,847 | $0.00 | 0 | D | — · 2026-06-11 to — | 1,847 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F2) This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. |
| 3 | Derivative | Restricted Stock Unit | 2026-06-11 | A | A | 1,027 | $0.00 | 1,027 | D | — · — to — | 1,027 Class A Common Stock | (F1) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. (F3) This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. |
| 4 | Derivative | Stock Options (right to buy) | 2026-06-11 | A | A | 1,745 | $0.00 | 1,745 | D | $119.64 · — to 2036-06-10 | 1,745 Class A Common Stock | (F4) This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting. |