Form 4 for FIS Fidelity National Information Services
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0001136893-23-000037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-02 | 2023-03-01 | FIS | Ferris Stephanie | CEO, Pres | F - Tax | $63.37 | -1,359 | 84.5K | -2% | -$86.1K |
| D | 2023-03-02 | 2023-03-01 | FIS | Ferris Stephanie | CEO, Pres | M - OptEx | $0.00 | +5,600 | 85.9K | +7% | $0 |
| DM | 2023-03-02 | 2023-02-28 | FIS | Ferris Stephanie | CEO, Pres | A - Grant | $55.84 | +557.6K | 66.3K | New | +$31.14M |
| D | 2023-03-02 | 2023-03-01 | FIS | Ferris Stephanie | CEO, Pres | M - OptEx | $0.00 | -5,600 | 11.2K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | F | D | 1,359 | $63.37 | 84,537.32 | D | — | — | (F1) Represents shares to satisfy withholding tax obligation for Restricted Stock Unit vesting. |
| 2 | Common | Common Stock | 2023-03-01 | M | A | 5,600 | $0.00 | 85,896.32 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-02-28 | A | A | 491,359 | $63.37 | 491,359 | D | $63.37 · 2026-02-28 to 2030-02-28 | 491,359 Common Stock | (F5) The non-qualified stock option was granted as a premium-price stock option. 149,068 shares will vest and become exercisable on February 28, 2024 with an exercise price of $72.88, 166,538 shares will vest and become exercisable on February 28, 2025 with an exercise price of $79.21, and 175,753 shares will vest and become exercisable on February 28, 2026 with an exercise price of $82.38. (F4) The non-qualified stock option was granted as a premium-price stock option. To calculate the premium exercise price for each tranche we used the closing price on February 28, 2023 of $63.37 and multiplied by 15% for tranche 1, 25% for tranche 2 and 30% above for tranche 3. |
| 4 | Derivative | Restricted Stock Units | 2023-02-28 | A | A | 66,277 | $0.00 | 66,277 | D | $0.00 · 2024-02-28 to — | 66,277 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of FIS common stock. (F3) The restricted stock units vest and distribute in three equal annual installments on each anniversary date. |
| 5 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 5,600 | $0.00 | 11,201 | D | $0.00 · 2023-02-28 to — | 5,600 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of FIS common stock. (F3) The restricted stock units vest and distribute in three equal annual installments on each anniversary date. |