Form 4 for FIS Fidelity National Information Services
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0001136893-23-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-02 | 2023-03-01 | FIS | Tsai Caroline | CEVP CLO, Corp Affairs | M - OptEx | $0.00 | +2,625 | 2,625 | New | $0 |
| D | 2023-03-02 | 2023-03-01 | FIS | Tsai Caroline | CEVP CLO, Corp Affairs | F - Tax | $63.37 | -689 | 1,936 | -26% | -$43.7K |
| D | 2023-03-02 | 2023-03-01 | FIS | Tsai Caroline | CEVP CLO, Corp Affairs | M - OptEx | $0.00 | -2,625 | 5,251 | -33% | $0 |
| DM | 2023-03-02 | 2023-02-28 | FIS | Tsai Caroline | CEVP CLO, Corp Affairs | A - Grant | $53.40 | +157.9K | 133.1K | New | +$8.43M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | M | A | 2,625 | $0.00 | 2,625 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-01 | F | D | 689 | $63.37 | 1,936 | D | — | — | (F1) Represents shares to satisfy withholding tax obligation for Restricted Stock Unit vesting. |
| 3 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 2,625 | $0.00 | 5,251 | D | $0.00 · 2023-02-28 to — | 2,625 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of FIS common stock. (F3) The restricted stock units vest and distribute in three equal annual installments on each anniversary date. |
| 4 | Derivative | Restricted Stock Units | 2023-02-28 | A | A | 24,854 | $0.00 | 24,854 | D | $0.00 · 2024-02-28 to — | 24,854 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of FIS common stock. (F3) The restricted stock units vest and distribute in three equal annual installments on each anniversary date. |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-02-28 | A | A | 133,077 | $63.37 | 133,077 | D | $63.37 · 2026-02-28 to 2030-02-28 | 133,077 Common Stock | (F5) The non-qualified stock option was granted as a premium-price stock option. 40,373 shares will vest and become exercisable on February 28, 2024 with an exercise price of $72.88, 45,104 shares will vest and become exercisable on February 28, 2025 with an exercise price of $79.21, and 47,600 shares will vest and become exercisable on February 28, 2026 with an exercise price of $82.38. (F4) The non-qualified stock option was granted as a premium-price stock option. To calculate the premium exercise price for each tranche we used the closing price on February 28, 2023 of $63.37 and multiplied by 15% for tranche 1, 25% for tranche 2 and 30% above for tranche 3. |