Form 4 for EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Accepted 2022-11-21 00:00:00 ET · period of report 2022-11-17 · accession 0001137774-22-000125 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-11-21 | 2022-11-17 | EMO | PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY | 10% | J - Other | $100,000.00 | 0 | 24 | New | $0 |
| I | 2022-11-21 | 2022-11-17 | EMO | PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY | 10% | P - Purchase | $30.00 | +166.7K | 166.7K | New | +$5.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series G Mandatory Redeemable Preferred Stock | 2022-11-17 | J | D | 85 | $100,000.00 | 0 | I By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per | — | — | (F1) Share transfer to Issuer on 11/17/2022 in exchange for Series K Mandatory Redeemable Preferred Stock. (F4) Preferred stock owned directly by Prudential Legacy Insurance Company of New Jersey, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| 2 | Common | Series K Mandatory Redeemable Preferred Stock | 2022-11-17 | J | A | 85 | $100,000.00 | 85 | I By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per | — | — | (F3) Share transfer from Issuer on 11/17/2022 in exchange for Series G Mandatory Redeemable Preferred Stock. (F4) Preferred stock owned directly by Prudential Legacy Insurance Company of New Jersey, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| 3 | Common | Series L Mandatory Redeemable Preferred Stock | 2022-11-17 | P | A | 166,667 | $30.00 | 166,667 | I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | — | — | |
| 4 | Common | Series G Mandatory Redeemable Preferred Stock | 2022-11-17 | J | D | 24 | $100,000.00 | 0 | I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | — | — | (F1) Share transfer to Issuer on 11/17/2022 in exchange for Series K Mandatory Redeemable Preferred Stock. (F2) As grantor of the PICA Hartford Life & Annuity Comfort Trust. |
| 5 | Common | Series K Mandatory Redeemable Preferred Stock | 2022-11-17 | J | A | 24 | $100,000.00 | 24 | I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | — | — | (F3) Share transfer from Issuer on 11/17/2022 in exchange for Series G Mandatory Redeemable Preferred Stock. (F2) As grantor of the PICA Hartford Life & Annuity Comfort Trust. |