InsiderTrades

Form 4 for EMO ClearBridge Energy Midstream Opportunity Fund Inc.

Accepted 2024-09-11 00:00:00 ET · period of report 2024-09-09 · accession 0001137774-24-000185 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
MI 2024-09-11 2024-09-09 EMO PRUDENTIAL INSURANCE CO OF AMERICA 10% J - Other $34.39 +1.03M 314.3K New +$35.54M

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Series N Mandatory Redeemable Preferred Stock (EMO) 2024-09-09 J A 457,143 $35.00 457,143 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person — — (F1) Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM. (F4) EMO Series N shares issued in exchange for CEM Series I Mandatory Redeemable Preferred Stock. (F3) Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
2 Common Series R Mandatory Redeemable Preferred Stock (EMO) 2024-09-09 J A 285,715 $35.00 285,715 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person — — (F1) Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM. (F5) EMO Series R shares issued in exchange for CEM Series M Mandatory Redeemable Preferred Stock. (F3) Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
3 Common Series L Mandatory Redeemable Preferred Stock (EMO) 2024-09-09 J D 166,667 $30.00 0 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person — — (F6) EMO Series L share exchange on 9/9/2024 in connection with a change to the applicable Liquidation Preference. (F3) Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
4 Common Series L Mandatory Redeemable Preferred Stock (EMO) 2024-09-09 J A 142,858 $35.00 142,858 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person — — (F6) EMO Series L share exchange on 9/9/2024 in connection with a change to the applicable Liquidation Preference. (F3) Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
5 Common Series M Mandatory Redeemable Preferred Stock (EMO) 2024-09-09 J A 314,286 $35.00 314,286 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person — — (F1) Share exchange made in connection with the merger of (i) ClearBridge MLP and Midstream Total Return Inc. (CTR) and (ii) ClearBridge MLP and Midstream Fund, Inc. (CEM) with and into (iii) ClearBridge Energy Midstream Opportunity Fund (EMO), effective September 9, 2024. See separate Form 4 filings for CTR and CEM. (F2) EMO Series M shares issued shares in exchange for CTR Series E Mandatory Redeemable Preferred Stock. (F3) Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.