Form 4 for PRU Prudential Financial
Accepted 2026-03-03 00:00:00 ET · period of report 2026-02-28 · accession 0001137774-26-000065 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-03-03 | 2026-02-28 | PRU | KAPPLER ANN M | EVP, GC | F - Tax | $98.38 | -3,297 | 33.1K | -9% | -$324.4K |
| DM | 2026-03-03 | 2026-02-28 | PRU | KAPPLER ANN M | EVP, GC | M - OptEx | $0.00 | +7,071 | 35.6K | +25% | $0 |
| DM | 2026-03-03 | 2026-02-28 | PRU | KAPPLER ANN M | EVP, GC | M - OptEx | $0.00 | -7,071 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-28 | F | D | 1,098 | $98.38 | 35,639 | D | — | — | |
| 2 | Common | Common Stock | 2026-02-28 | F | D | 1,165 | $98.38 | 34,388 | D | — | — | |
| 3 | Common | Common Stock | 2026-02-28 | M | A | 2,220 | $0.00 | 34,085 | D | — | — | |
| 4 | Common | Common Stock | 2026-02-28 | F | D | 1,034 | $98.38 | 33,051 | D | — | — | |
| 5 | Common | Common Stock | 2026-02-28 | M | A | 2,349 | $0.00 | 36,737 | D | — | — | |
| 6 | Common | Common Stock | 2026-02-28 | M | A | 2,502 | $0.00 | 35,553 | D | — | — | |
| 7 | Derivative | 2025 Restricted Stock Units | 2026-02-28 | M | D | 2,349 | $0.00 | 4,699 | D | $0.00 · — to — | 2,349 Common Stock | (F3) The Restricted Stock Units convert to common stock on a 1 to 1 basis. (F6) The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026. |
| 8 | Derivative | 2024 Restricted Stock Units | 2026-02-28 | M | D | 2,502 | $0.00 | 2,503 | D | $0.00 · — to — | 2,502 Common Stock | (F3) The Restricted Stock Units convert to common stock on a 1 to 1 basis. (F5) The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. |
| 9 | Derivative | 2023 Restricted Stock Units | 2026-02-28 | M | D | 2,220 | $0.00 | 0 | D | $0.00 · — to — | 2,220 Common Stock | (F3) The Restricted Stock Units convert to common stock on a 1 to 1 basis. (F4) The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. |