Form 4 for STX Seagate Technology
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0001137789-21-000065 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-03 | 2021-09-01 | STX | MOSLEY WILLIAM D | CEO, Dir | M - OptEx | $60.83 | +31.5K | 582.1K | +6% | +$1.92M |
| DM | 2021-09-03 | 2021-09-01 | STX | MOSLEY WILLIAM D | CEO, Dir | S - Sale+OE | $86.96 | -31.5K | 567.7K | -5% | -$2.74M |
| D | 2021-09-03 | 2021-09-01 | STX | MOSLEY WILLIAM D | CEO, Dir | M - OptEx | $0.00 | -31.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-09-01 | M | A | 31,500 | $60.83 | 582,113 | D | — | — | |
| 2 | Common | Ordinary Shares | 2021-09-01 | S | D | 17,059 | $87.31 | 550,613 | D | — | — | (F1) These Ordinary Shares were sold under a Rule 10b5-1 trading plan adopted by the Reporting Person. (F3) These Ordinary Shares were sold in multiple trades at prices ranging from $87.0600 to $87.6300. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Ordinary Shares | 2021-09-01 | S | D | 14,441 | $86.54 | 567,672 | D | — | — | (F1) These Ordinary Shares were sold under a Rule 10b5-1 trading plan adopted by the Reporting Person. (F2) These Ordinary Shares were sold in multiple trades at prices ranging from $86.0600 to $87.0500. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Derivative | NQ Stock Options | 2021-09-01 | M | D | 31,500 | $0.00 | 0 | D | $60.83 · 2015-09-09 to 2021-09-09 | 31,500 Ordinary Shares | (F4) Options granted to the Reporting Person under the Seagate Technology Holdings plc 2012 Equity Incentive Plan (the "Plan") are subject to a four-year vesting schedule. One quarter of the options vested on September 9, 2015. The remaining options vested in equal monthly installments over the 36 months following September 9, 2015. |