Form 4 for STX Seagate Technology
Accepted 2021-09-14 00:00:00 ET · period of report 2021-09-09 · accession 0001137789-21-000072 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-14 | 2021-09-09 | STX | SCHUELKE KATHERINE | SVP, CLO, Corp. Sec | M - OptEx | $0.00 | +5,654 | 17.9K | +46% | $0 |
| DM | 2021-09-14 | 2021-09-09 | STX | SCHUELKE KATHERINE | SVP, CLO, Corp. Sec | F - Tax | $87.34 | -2,804 | 17.0K | -14% | -$244.9K |
| DM | 2021-09-14 | 2021-09-09 | STX | SCHUELKE KATHERINE | SVP, CLO, Corp. Sec | M - OptEx | $0.00 | -5,654 | 3,615 | -61% | $0 |
| D | 2021-09-14 | 2021-09-09 | STX | SCHUELKE KATHERINE | SVP, CLO, Corp. Sec | A - Grant | $0.00 | +7,540 | 7,540 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-09-09 | M | A | 3,847 | $0.00 | 20,831 | D | — | — | |
| 2 | Common | Ordinary Shares | 2021-09-09 | F | D | 1,908 | $87.34 | 18,923 | D | — | — | (F1) These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of Restricted Share Units ("RSUs"). |
| 3 | Common | Ordinary Shares | 2021-09-09 | F | D | 896 | $87.34 | 16,984 | D | — | — | (F1) These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of Restricted Share Units ("RSUs"). |
| 4 | Common | Ordinary Shares | 2021-09-09 | M | A | 1,807 | $0.00 | 17,880 | D | — | — | |
| 5 | Derivative | Restricted Share Unit | 2021-09-09 | M | D | 3,847 | $0.00 | 11,543 | D | — · — to — | 3,847 Ordinary Shares | (F2) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F3) Consists of a grant of RSUs awarded to the Reporting Person under the Amended and Restated Seagate Technology Holdings plc 2012 Equity Incentive Plan (the "Plan"). Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on September 9, 2021 and each one-year anniversary thereafter. |
| 6 | Derivative | Restricted Share Unit | 2021-09-09 | M | D | 1,807 | $0.00 | 3,615 | D | — · — to — | 1,807 Ordinary Shares | (F2) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F4) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on September 9, 2020 and each one-year anniversary thereafter. |
| 7 | Derivative | Restricted Share Unit | 2021-09-09 | A | A | 7,540 | $0.00 | 7,540 | D | — · — to — | 7,540 Ordinary Shares | (F2) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F5) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on September 9, 2022 and each one-year anniversary thereafter. |