Form 4 for STX Seagate Technology
Accepted 2021-10-06 00:00:00 ET · period of report 2021-10-04 · accession 0001137789-21-000101 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-06 | 2021-10-04 | STX | Romano Gianluca | EVP, CFO | M - OptEx | $47.54 | +26.1K | 33.5K | +355% | +$1.24M |
| DM | 2021-10-06 | 2021-10-04 | STX | Romano Gianluca | EVP, CFO | S - Sale+OE | $84.40 | -26.1K | 21.5K | -55% | -$2.21M |
| DM | 2021-10-06 | 2021-10-04 | STX | Romano Gianluca | EVP, CFO | M - OptEx | $0.00 | -26.1K | 40.8K | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-10-04 | M | A | 9,675 | $46.23 | 43,185 | D | — | — | (F1) The option exercises and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| 2 | Common | Ordinary Shares | 2021-10-04 | M | A | 4,468 | $54.78 | 47,653 | D | — | — | (F1) The option exercises and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| 3 | Common | Ordinary Shares | 2021-10-04 | S | D | 19,562 | $84.17 | 28,091 | D | — | — | (F1) The option exercises and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. (F2) These Ordinary Shares were sold in multiple trades at prices ranging from $83.59 to $84.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes toprovide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Ordinary Shares | 2021-10-04 | M | A | 11,996 | $45.89 | 33,510 | D | — | — | (F1) The option exercises and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| 5 | Common | Ordinary Shares | 2021-10-04 | S | D | 6,577 | $85.07 | 21,514 | D | — | — | (F1) The option exercises and sales of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. (F3) These Ordinary Shares were sold in multiple trades at prices ranging from $84.62 to $85.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes toprovide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Derivative | NQ Options | 2021-10-04 | M | D | 4,468 | $0.00 | 21,446 | D | $54.78 · 2020-09-09 to 2026-09-09 | 4,468 Ordinary Shares | (F6) Options granted to the Reporting Person under the Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 9, 2020. Subject to the Reporting Person's continuousemployment, the remaining options will vest in equal monthly installments over the 36 months following September 9, 2020. |
| 7 | Derivative | NQ Options | 2021-10-04 | M | D | 9,675 | $0.00 | 29,025 | D | $46.23 · 2021-09-09 to 2027-09-09 | 9,675 Ordinary Shares | (F5) Options granted to the Reporting Person under the Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 9, 2021. Subject to the Reporting Person's continuous employment, the remaining options will vest in equal monthly installments over the 36 months following September 9, 2021. |
| 8 | Derivative | NQ Options | 2021-10-04 | M | D | 11,996 | $0.00 | 40,788 | D | $45.89 · 2020-02-20 to 2026-02-20 | 11,996 Ordinary Shares | (F4) Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan") are subject to a four-year vesting schedule. One quarter of the options vested on February 20,2020. Subject to the Reporting Person's continuous employment, the remaining options vest in equal monthly installments over the 36 months following February 20, 2020. |