Form 4 for STX Seagate Technology
Accepted 2022-09-13 00:00:00 ET · period of report 2022-09-09 · accession 0001137789-22-000066 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-13 | 2022-09-09+ | STX | SCHUELKE KATHERINE | SVP, CLO, Corp. Sec | F - Tax | $68.83 | -4,614 | 22.5K | -17% | -$317.6K |
| DM | 2022-09-13 | 2022-09-09 | STX | SCHUELKE KATHERINE | SVP, CLO, Corp. Sec | M - OptEx | $0.00 | +11.4K | 23.1K | +98% | $0 |
| DM | 2022-09-13 | 2022-09-09 | STX | SCHUELKE KATHERINE | SVP, CLO, Corp. Sec | A - Grant | $0.00 | +10.8K | 7,985 | New | $0 |
| DM | 2022-09-13 | 2022-09-09+ | STX | SCHUELKE KATHERINE | SVP, CLO, Corp. Sec | M - OptEx | $0.00 | -11.4K | 1,808 | -86% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-09-09 | F | D | 1,331 | $68.83 | 25,022 | D | — | — | (F4) These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3. |
| 2 | Common | Ordinary Shares | 2022-09-10 | F | D | 1,938 | $68.83 | 28,157 | D | — | — | (F4) These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3. |
| 3 | Common | Ordinary Shares | 2022-09-09 | M | A | 3,908 | $0.00 | 30,095 | D | — | — | |
| 4 | Common | Ordinary Shares | 2022-09-09 | F | D | 720 | $68.83 | 26,187 | D | — | — | (F4) These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3. |
| 5 | Common | Ordinary Shares | 2022-09-09 | M | A | 1,885 | $0.00 | 26,907 | D | — | — | |
| 6 | Common | Ordinary Shares | 2022-09-09 | M | A | 3,847 | $0.00 | 26,353 | D | — | — | |
| 7 | Common | Ordinary Shares | 2022-09-09 | F | D | 625 | $68.83 | 22,506 | D | — | — | (F4) These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3. |
| 8 | Common | Ordinary Shares | 2022-09-09 | M | A | 1,807 | $0.00 | 23,131 | D | — | — | (F3) Includes 123 Ordinary Shares purchased by Reporting Person on July 29, 2022 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934. (F2) Includes 132 Ordinary Shares purchased by Reporting Person on January 21, 2022 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934. (F1) Includes 176 Ordinary Shares purchased by Reporting Person on July 30, 2021 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934. |
| 9 | Derivative | Restricted Share Unit | 2022-09-09 | A | A | 2,800 | $0.00 | 2,800 | D | $0.00 · — to — | 2,800 Ordinary Shares | (F11) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, such RSUs vest in full on September 9, 2023. |
| 10 | Derivative | Restricted Share Unit | 2022-09-09 | M | D | 1,885 | $0.00 | 5,655 | D | — · — to — | 1,885 Ordinary Shares | (F5) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F8) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on September 9, 2022 and each one-year anniversary thereafter. |
| 11 | Derivative | Restricted Share Unit | 2022-09-10 | M | D | 3,908 | $0.00 | 0 | D | — · — to — | 3,908 Ordinary Shares | (F5) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F9) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on September 10, 2019 and each one-year anniversary thereafter. |
| 12 | Derivative | Restricted Share Unit | 2022-09-09 | A | A | 7,985 | $0.00 | 7,985 | D | $0.00 · — to — | 7,985 Ordinary Shares | (F10) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on September 9, 2023 and each quarter thereafter. |
| 13 | Derivative | Restricted Share Unit | 2022-09-09 | M | D | 3,847 | $0.00 | 7,696 | D | — · — to — | 3,847 Ordinary Shares | (F5) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F7) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on September 9, 2021 and each one-year anniversary thereafter. |
| 14 | Derivative | Restricted Share Unit | 2022-09-09 | M | D | 1,807 | $0.00 | 1,808 | D | — · — to — | 1,807 Ordinary Shares | (F5) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F6) Consists of a grant of RSUs awarded to the Reporting Person under the Seagate Technology Holdings plc 2022 Equity Incentive Plan (the "Plan"). Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on September 9, 2020 and each one-year anniversary thereafter. |