Form 4 for STX Seagate Technology
Accepted 2023-09-12 00:00:00 ET · period of report 2023-09-09 · accession 0001137789-23-000070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-12 | 2023-09-09 | STX | SCHUELKE KATHERINE | SVP, CLO, Corp. Sec | M - OptEx | $0.00 | +12.3K | 34.4K | +56% | $0 |
| DM | 2023-09-12 | 2023-09-09 | STX | SCHUELKE KATHERINE | SVP, CLO, Corp. Sec | F - Tax | $65.37 | -4,505 | 35.6K | -11% | -$294.5K |
| DM | 2023-09-12 | 2023-09-09 | STX | SCHUELKE KATHERINE | SVP, CLO, Corp. Sec | M - OptEx | $0.00 | -12.3K | 0 | -100% | $0 |
| D | 2023-09-12 | 2023-09-11 | STX | SCHUELKE KATHERINE | SVP, CLO, Corp. Sec | A - Grant | $0.00 | +10.9K | 10.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-09-09 | M | A | 1,808 | $0.00 | 30,620 | D | — | — | (F1) Includes 154 Ordinary Shares purchased by Reporting Person on July 31, 2023 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934. |
| 2 | Common | Ordinary Shares | 2023-09-09 | F | D | 626 | $65.37 | 29,994 | D | — | — | (F2) These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3. |
| 3 | Common | Ordinary Shares | 2023-09-09 | M | A | 3,848 | $0.00 | 33,842 | D | — | — | |
| 4 | Common | Ordinary Shares | 2023-09-09 | F | D | 1,331 | $65.37 | 32,511 | D | — | — | (F2) These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3. |
| 5 | Common | Ordinary Shares | 2023-09-09 | F | D | 927 | $65.37 | 36,644 | D | — | — | (F2) These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3. |
| 6 | Common | Ordinary Shares | 2023-09-09 | F | D | 652 | $65.37 | 33,744 | D | — | — | (F2) These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3. |
| 7 | Common | Ordinary Shares | 2023-09-09 | M | A | 2,800 | $0.00 | 36,544 | D | — | — | |
| 8 | Common | Ordinary Shares | 2023-09-09 | F | D | 969 | $65.37 | 35,575 | D | — | — | (F2) These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3. |
| 9 | Common | Ordinary Shares | 2023-09-09 | M | A | 1,996 | $0.00 | 37,571 | D | — | — | |
| 10 | Common | Ordinary Shares | 2023-09-09 | M | A | 1,885 | $0.00 | 34,396 | D | — | — | |
| 11 | Derivative | Restricted Share Unit | 2023-09-09 | M | D | 2,800 | $0.00 | 0 | D | — · — to — | 2,800 Ordinary Shares | (F3) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F7) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, such RSUs vest in full on September 9, 2023. |
| 12 | Derivative | Restricted Share Unit | 2023-09-09 | M | D | 1,996 | $0.00 | 5,989 | D | — · — to — | 1,996 Ordinary Shares | (F3) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F8) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on September 9, 2023 and then in equal quarterly installments thereafter. |
| 13 | Derivative | Restricted Share Unit | 2023-09-09 | M | D | 1,885 | $0.00 | 3,770 | D | — · — to — | 1,885 Ordinary Shares | (F3) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F6) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on September 9, 2022 and each one-year anniversary thereafter. |
| 14 | Derivative | Restricted Share Unit | 2023-09-11 | A | A | 10,925 | $0.00 | 10,925 | D | $0.00 · — to — | 10,925 Ordinary Shares | (F9) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on September 11, 2024 and then in equal quarterly installments thereafter. |
| 15 | Derivative | Restricted Share Unit | 2023-09-09 | M | D | 3,848 | $0.00 | 3,848 | D | — · — to — | 3,848 Ordinary Shares | (F3) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F5) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on September 9, 2021 and each one-year anniversary thereafter. |
| 16 | Derivative | Restricted Share Unit | 2023-09-09 | M | D | 1,808 | $0.00 | 0 | D | — · — to — | 1,808 Ordinary Shares | (F3) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F4) Consists of a grant of RSUs awarded to the Reporting Person under the Seagate Technology Holdings plc 2022 Equity Incentive Plan (the "Plan"). Subject to the Reporting Person's continuous employment,such RSUs vest as to one-quarter of the shares on September 9, 2020 and each one-year anniversary thereafter. |