Form 4 for STX Seagate Technology
Accepted 2023-09-12 00:00:00 ET · period of report 2023-09-09 · accession 0001137789-23-000072 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-12 | 2023-09-09 | STX | Chong Kian Fatt | SVP, Gbl Ops | M - OptEx | $0.00 | +7,781 | 5,570 | New | $0 |
| DM | 2023-09-12 | 2023-09-09 | STX | Chong Kian Fatt | SVP, Gbl Ops | M - OptEx | $0.00 | -7,781 | 2,694 | -74% | $0 |
| D | 2023-09-12 | 2023-09-11 | STX | Chong Kian Fatt | SVP, Gbl Ops | A - Grant | $0.00 | +10.8K | 10.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-09-09 | M | A | 1,365 | $0.00 | 1,679 | D | — | — | |
| 2 | Common | Ordinary Shares | 2023-09-09 | M | A | 2,694 | $0.00 | 4,373 | D | — | — | |
| 3 | Common | Ordinary Shares | 2023-09-09 | M | A | 805 | $0.00 | 8,095 | D | — | — | |
| 4 | Common | Ordinary Shares | 2023-09-09 | M | A | 1,720 | $0.00 | 7,290 | D | — | — | |
| 5 | Common | Ordinary Shares | 2023-09-09 | M | A | 1,197 | $0.00 | 5,570 | D | — | — | |
| 6 | Derivative | Restricted Share Unit | 2023-09-09 | M | D | 1,197 | $0.00 | 2,396 | D | — · — to — | 1,197 Ordinary Shares | (F1) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F4) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, such RSUs vested as to one-quarter of the shares starting on September 9, 2022 and each one-year anniversary thereafter. |
| 7 | Derivative | Restricted Share Unit | 2023-09-09 | M | D | 1,720 | $0.00 | 0 | D | — · — to — | 1,720 Ordinary Shares | (F1) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F5) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, 100% of such RSUs will vest on the first anniversary of the grant date, September 9, 2023. |
| 8 | Derivative | Restricted Share Unit | 2023-09-09 | M | D | 805 | $0.00 | 2,415 | D | — · — to — | 805 Ordinary Shares | (F1) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F6) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on September 9, 2023 and then in equal quarterly installments thereafter. |
| 9 | Derivative | Restricted Share Unit | 2023-09-11 | A | A | 10,850 | $0.00 | 10,850 | D | $0.00 · — to — | 10,850 Ordinary Shares | (F7) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, such RSUs vest as to one-quarter of the shares on September 11, 2024 and then in equal quarterly installments thereafter. |
| 10 | Derivative | Restricted Share Unit | 2023-09-09 | M | D | 1,365 | $0.00 | 0 | D | — · — to — | 1,365 Ordinary Shares | (F1) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F2) Consists of a grant of RSUs awarded to the Reporting Person under the Seagate Technology plc 2022 Equity Incentive Plan (the "Plan"). Subject to the Reporting Person's continuous employment, such RSUs vested as to one-quarter of the shares starting on September 9, 2020 and each one-year anniversary thereafter. |
| 11 | Derivative | Restricted Share Unit | 2023-09-09 | M | D | 2,694 | $0.00 | 2,694 | D | — · — to — | 2,694 Ordinary Shares | (F1) Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. (F3) Consists of a grant of RSUs awarded to the Reporting Person under the Plan. Subject to the Reporting Person's continuous employment, such RSUs vested as to one-quarter of the shares starting on September 9, 2021 and each one-year anniversary thereafter. |