Form 4 for STX Seagate Technology
Accepted 2023-11-30 00:00:00 ET · period of report 2023-11-29 · accession 0001137789-23-000132 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-30 | 2023-11-29 | STX | Romano Gianluca | EVP, CFO | M - OptEx | $48.42 | +61.9K | 125.3K | +98% | +$3.00M |
| DM | 2023-11-30 | 2023-11-29 | STX | Romano Gianluca | EVP, CFO | S - Sale+OE | $79.02 | -61.9K | 63.4K | -49% | -$4.89M |
| DM | 2023-11-30 | 2023-11-29 | STX | Romano Gianluca | EVP, CFO | M - OptEx | $0.00 | -61.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-11-29 | M | A | 16,125 | $46.23 | 108,307 | D | — | — | (F1) The option exercise and sale of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 26, 2023, by the Reporting Person. |
| 2 | Common | Ordinary Shares | 2023-11-29 | S | D | 350 | $79.01 | 100,336 | D | — | — | (F1) The option exercise and sale of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 26, 2023, by the Reporting Person. |
| 3 | Common | Ordinary Shares | 2023-11-29 | S | D | 24,600 | $79.00 | 100,686 | D | — | — | (F1) The option exercise and sale of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 26, 2023, by the Reporting Person. |
| 4 | Common | Ordinary Shares | 2023-11-29 | M | A | 28,791 | $45.89 | 92,182 | D | — | — | (F1) The option exercise and sale of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 26, 2023, by the Reporting Person. |
| 5 | Common | Ordinary Shares | 2023-11-29 | S | D | 36,945 | $79.03 | 63,391 | D | — | — | (F1) The option exercise and sale of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 26, 2023, by the Reporting Person. |
| 6 | Common | Ordinary Shares | 2023-11-29 | M | A | 16,979 | $54.78 | 125,286 | D | — | — | (F1) The option exercise and sale of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 26, 2023, by the Reporting Person. |
| 7 | Derivative | NQ Options | 2023-11-29 | M | D | 16,125 | $0.00 | 8,869 | D | $46.23 · 2021-09-09 to 2027-09-09 | 16,125 Ordinary Shares | (F1) The option exercise and sale of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 26, 2023, by the Reporting Person. (F4) Options granted to the Reporting Person under the Plan are subject to a four-year vesting schedule. Subject to continuous employment, one-quarter of the options will vest on September 9, 2021. The remaining options will vest in equal monthly installments over the 36 months following September 9, 2021. |
| 8 | Derivative | NQ Options | 2023-11-29 | M | D | 28,791 | $0.00 | 0 | D | $45.89 · 2020-02-20 to 2026-02-20 | 28,791 Ordinary Shares | (F1) The option exercise and sale of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 26, 2023, by the Reporting Person. (F2) Options granted to the Reporting Person under the Seagate Technology Holdings plc 2012 Equity Incentive Plan (the "Plan") are subject to a four-year vesting schedule. Subject to continuous employment, one quarter of the options will vest on February 20, 2020. The remaining options will vest in equal monthly installments over the 36 months following February 20, 2020. |
| 9 | Derivative | NQ Options | 2023-11-29 | M | D | 16,979 | $0.00 | 0 | D | $54.78 · 2020-09-09 to 2026-09-09 | 16,979 Ordinary Shares | (F1) The option exercise and sale of Ordinary Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 26, 2023, by the Reporting Person. (F3) Options granted to the Reporting Person under the Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 9, 2020. Subject to continuous employment, the remaining options vest in equal monthly installments over the 36 months following September 9, 2020. |