Form 4 for GEG Great Elm Group, Inc.
Accepted 2021-07-02 00:00:00 ET · period of report 2021-06-30 · accession 0001140361-21-023376 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-07-02 | 2021-06-30+ | GEG | Harbin Thomas S | Dir | A - Grant | $0.00 | +24.2K | 157.6K | +18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-01 | A | A | 15,823 | $0.00 | 173,436 | D | — | — | (F2) The Reporting Person was awarded 15,823 RSUs, 50% of which vest on September 30, 2021, and the remainder of which vest on December 31, 2021, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. |
| 2 | Common | Common Stock | 2021-06-30 | A | A | 8,333 | $0.00 | 157,613 | D | — | — | (F1) The Reporting Person was awarded 8,333 restricted stock units ("RSUs") that fully vested on the grant date, June 30, 2021. |