Form 4 for PRTA PROTHENA CORP PUBLIC LTD CO
Accepted 2021-07-12 00:00:00 ET · period of report 2021-07-12 · accession 0001140361-21-024156 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-12 | 2021-07-12 | PRTA | HENNEY CHRISTOPHER S | Dir | S - Sale+OE | $55.50 | -23.9K | 1,977 | -92% | -$1.33M |
| DM | 2021-07-12 | 2021-07-12 | PRTA | HENNEY CHRISTOPHER S | Dir | M - OptEx | $9.79 | +23.9K | 6,392 | New | +$233.9K |
| DM | 2021-07-12 | 2021-07-12 | PRTA | HENNEY CHRISTOPHER S | Dir | M - OptEx | $0.00 | +23.9K | 11.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares, par value $0.01 per share | 2021-07-12 | S | D | 700 | $57.85 | 1,277 | D | — | — | (F9) The transaction was executed in multiple trades in prices ranging from $57.34 to $58.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 2 | Common | Ordinary Shares, par value $0.01 per share | 2021-07-12 | S | D | 2,475 | $55.95 | 2,911 | D | — | — | (F3) The transaction was executed in multiple trades in prices ranging from $55.50 to $56.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 3 | Common | Ordinary Shares, par value $0.01 per share | 2021-07-12 | S | D | 5,886 | $54.55 | 5,386 | D | — | — | (F2) The transaction was executed in multiple trades in prices ranging from $54.31 to $55.21, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 4 | Common | Ordinary Shares, par value $0.01 per share | 2021-07-12 | S | D | 6,228 | $53.84 | 11,272 | D | — | — | (F1) The transaction was executed in multiple trades in prices ranging from $53.31 to $54.30, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 5 | Common | Ordinary Shares, par value $0.01 per share | 2021-07-12 | M | A | 17,500 | $9.23 | 17,500 | D | — | — | |
| 6 | Common | Ordinary Shares, par value $0.01 per share | 2021-07-12 | S | D | 177 | $61.25 | 0 | D | — | — | |
| 7 | Common | Ordinary Shares, par value $0.01 per share | 2021-07-12 | S | D | 300 | $59.45 | 177 | D | — | — | (F11) The transaction was executed in multiple trades in prices ranging from $59.39 to $59.54, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 8 | Common | Ordinary Shares, par value $0.01 per share | 2021-07-12 | S | D | 800 | $58.66 | 477 | D | — | — | (F10) The transaction was executed in multiple trades in prices ranging from $58.34 to $59.18, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 9 | Common | Ordinary Shares, par value $0.01 per share | 2021-07-12 | S | D | 1,634 | $56.88 | 1,277 | D | — | — | (F4) The transaction was executed in multiple trades in prices ranging from $56.53 to $57.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 10 | Common | Ordinary Shares, par value $0.01 per share | 2021-07-12 | S | D | 500 | $58.21 | 777 | D | — | — | (F5) The transaction was executed in multiple trades in prices ranging from $57.93 to $58.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 11 | Common | Ordinary Shares, par value $0.01 per share | 2021-07-12 | S | D | 600 | $59.25 | 177 | D | — | — | (F6) The transaction was executed in multiple trades in prices ranging from $59.12 to $59.44, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 12 | Common | Ordinary Shares, par value $0.01 per share | 2021-07-12 | S | D | 177 | $61.25 | 0 | D | — | — | |
| 13 | Common | Ordinary Shares, par value $0.01 per share | 2021-07-12 | M | A | 6,392 | $11.33 | 6,392 | D | — | — | |
| 14 | Common | Ordinary Shares, par value $0.01 per share | 2021-07-12 | S | D | 2,315 | $55.26 | 4,077 | D | — | — | (F7) The transaction was executed in multiple trades in prices ranging from $55.00 to $55.83, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 15 | Common | Ordinary Shares, par value $0.01 per share | 2021-07-12 | S | D | 2,100 | $56.56 | 1,977 | D | — | — | (F8) The transaction was executed in multiple trades in prices ranging from $56.00 to $56.99, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 16 | Derivative | Stock Option (Right to Buy) | 2021-07-12 | M | A | 17,500 | $0.00 | 0 | D | $9.23 · — to 2029-05-22 | 17,500 Ordinary Shares | (F12) The shares subject to the option were fully vested as of the date of the exercise. |
| 17 | Derivative | Stock Option (Right to Buy) | 2021-07-12 | M | A | 6,392 | $0.00 | 11,108 | D | $11.33 · — to 2030-05-20 | 6,392 Ordinary Shares | (F12) The shares subject to the option were fully vested as of the date of the exercise. |