Form 4 for OLLI Ollie's Bargain Outlet Holdings, Inc.
Accepted 2021-08-04 00:00:00 ET · period of report 2021-08-02 · accession 0001140361-21-026890 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-04 | 2021-08-02 | OLLI | SWYGERT JOHN W | Pres, CEO, Dir | M - OptEx | $15.13 | +30.7K | 49.8K | +160% | +$464.2K |
| DM | 2021-08-04 | 2021-08-02 | OLLI | SWYGERT JOHN W | Pres, CEO, Dir | S - Sale+OE | $92.49 | -30.7K | 25.2K | -55% | -$2.84M |
| DM | 2021-08-04 | 2021-08-02 | OLLI | SWYGERT JOHN W | Pres, CEO, Dir | M - OptEx | $0.00 | -30.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2021-08-02 | M | A | 6,000 | $11.54 | 31,156 | D | — | — | |
| 2 | Common | Common Stock, par value $0.001 per share | 2021-08-02 | S | D | 6,000 | $92.51 | 25,156 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.42 to $93.58 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 3 | Common | Common Stock, par value $0.001 per share | 2021-08-02 | M | A | 24,688 | $16.00 | 49,844 | D | — | — | |
| 4 | Common | Common Stock, par value $0.001 per share | 2021-08-02 | S | D | 24,688 | $92.49 | 25,156 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.40 to $93.63 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. |
| 5 | Derivative | Employee stock Option (right to buy) | 2021-08-02 | M | D | 6,000 | $0.00 | 0 | D | $11.54 · — to 2025-03-10 | 6,000 Common Stock | (F4) Options vested and became exercisable in equal 20% installments on each anniversary date of the grant, March 10, 2015. The entirety of the 230,000 options grant vested fully on March 10, 2020. |
| 6 | Derivative | Employee stock Option (right to buy) | 2021-08-02 | M | D | 24,688 | $0.00 | 0 | D | $16.00 · — to 2025-07-15 | 24,688 Common Stock | (F5) Options vested and became exercisable in equal 25% installments on each anniversary date of the grant, July 15, 2015. The entirety of the 58,750 options grant vested fully on July 15, 2019. |