Form 4 for OLLI Ollie's Bargain Outlet Holdings, Inc.
Accepted 2021-08-05 00:00:00 ET · period of report 2021-08-03 · accession 0001140361-21-027146 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-05 | 2021-08-03 | OLLI | Bertram Kenneth Robert | SVP, GC | M - OptEx | $57.09 | +5,000 | 31.0K | +19% | +$285.5K |
| DM | 2021-08-05 | 2021-08-03 | OLLI | Bertram Kenneth Robert | SVP, GC | S - Sale+OE | $93.01 | -5,574 | 29.2K | -16% | -$518.4K |
| DM | 2021-08-05 | 2021-08-03 | OLLI | Bertram Kenneth Robert | SVP, GC | M - OptEx | $0.00 | -5,000 | 2,670 | -65% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2021-08-03 | M | A | 1,789 | $32.20 | 30,993 | D | — | — | |
| 2 | Common | Common Stock, par value $0.001 per share | 2021-08-03 | S | D | 1,789 | $93.18 | 29,204 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.68 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 3 | Common | Common Stock, par value $0.001 per share | 2021-08-03 | M | A | 1,366 | $58.90 | 30,570 | D | — | — | |
| 4 | Common | Common Stock, par value $0.001 per share | 2021-08-03 | S | D | 574 | $91.62 | 28,630 | D | — | — | |
| 5 | Common | Common Stock, par value $0.001 per share | 2021-08-03 | M | A | 1,845 | $79.89 | 31,049 | D | — | — | |
| 6 | Common | Common Stock, par value $0.001 per share | 2021-08-03 | S | D | 1,845 | $93.19 | 29,204 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.47 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. |
| 7 | Common | Common Stock, par value $0.001 per share | 2021-08-03 | S | D | 1,366 | $93.13 | 29,204 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.57 to $94.55 per share, inclusive. The reporting person undertakes to provide to Ollie's Bargain Outlet Holdings, Inc., any security holder of Ollie's Bargain Outlet Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. |
| 8 | Derivative | Employee stock Option (right to buy) | 2021-08-03 | M | D | 1,789 | $0.00 | 0 | D | $32.20 · — to 2027-03-22 | 1,789 Common Stock | (F5) Options vested and became exercisable in 25% installments on each anniversary date of the grant, March 22, 2017, subject to continued service through each applicable vesting date. The reporting person was granted 7,156 options, of which 1,789 of the options vested on March 22, 2018; 1,789 of the options vested on March 22, 2019; 1,789 of the options vested on March 22, 2020 and 1,789 of the options vested on March 22, 2021. |
| 9 | Derivative | Employee stock Option (right to buy) | 2021-08-03 | M | D | 1,366 | $0.00 | 1,366 | D | $58.90 · — to 2028-03-28 | 1,366 Common Stock | (F6) Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 28, 2018, subject to continued service through each applicable vesting date. The reporting person was granted 5,464 options, of which 1,366 of the options vested on March 28, 2019; 1,366 of the options vested on March 28, 2020; 1,366 of the options vested on March 28, 2021 and 1,366 of the options will vest on March 28, 2022. |
| 10 | Derivative | Employee stock Option (right to buy) | 2021-08-03 | M | D | 1,845 | $0.00 | 2,670 | D | $79.89 · — to 2029-03-20 | 1,845 Common Stock | (F7) Options vest and become exercisable in 25% installments on each anniversary date of the grant, March 20, 2019, subject to continued service through each applicable vesting date. The reporting person was granted 5,265 options, of which 1,316 of the options vested on March 20, 2020; 1,316 of the options vested on March 20, 2021; 1,316 of the options will vest on March 20, 2022 and 1,317 of the options will vest on March 20, 2023. |